Lawrence K. Fish - 31 May 2021 Form 4 Insider Report for Houghton Mifflin Harcourt Co

Role
Director
Signature
/s/ William F. Bayers, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
31 May 2021
Net transactions value
$0
Form type
4
Filing time
02 Jun 2021, 17:03:29 UTC
Next filing
11 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HMHC Common Stock Options Exercise $0 +84,967 +46% $0.000000 268,378 31 May 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HMHC Restricted Stock Units Options Exercise $0 -84,967 -100% $0.000000* 0 31 May 2021 Common Stock 84,967 Direct F1, F2
transaction HMHC Restricted Stock Units Award $0 +15,594 $0.000000 15,594 31 May 2021 Common Stock 15,594 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Houghton Mifflin Harcourt Company's (the "Company") common stock.
F2 The restricted stock units vested on May 31, 2021 and were settled in exchange for a like amount of shares of the Company's common stock.
F3 This grant of restricted stock units will vest on May 31, 2022, subject to continued service on the Company's board of directors.

Remarks:

William F. Bayers is the Executive Vice President, Secretary and General Counsel of the Company.