| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PFPT | Common Stock | Options Exercise | $0 | +12,500 | +11% | $0.000000 | 128,261 | 01 Jun 2021 | Direct | F1 |
| transaction | PFPT | Common Stock | Tax liability | $1,072,006 | -6,198 | -4.8% | $172.96 | 122,063 | 01 Jun 2021 | Direct | F2 |
| holding | PFPT | Common Stock | 261,918 | 01 Jun 2021 | By family trust |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PFPT | Restricted Stock Units | Options Exercise | $0 | -12,500 | -50% | $0.000000 | 12,500 | 01 Jun 2021 | Common Stock | 12,500 | $0.000000 | Direct | F1, F3, F4, F5 |
| Id | Content |
|---|---|
| F1 | Vesting of restricted stock units ("RSUs") granted to the Reporting Person on June 8, 2018. |
| F2 | Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. |
| F3 | Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. |
| F4 | The RSUs vest as to 1/4th of the total number of shares in equal annual installments beginning on June 1, 2019. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. |
| F5 | RSUs do not expire; they either vest or are canceled prior to vesting date. |