Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | RPM | Common Stock, $0.01 par value | Tax liability | -$174K | -1.86K | -0.18% | $93.53 | 1.02M | May 28, 2021 | Direct | F1, F2 |
holding | RPM | Common Stock, $0.01 par value | 15K | May 28, 2021 | By LLC | ||||||
holding | RPM | Common Stock, $0.01 par value | 9.6K | May 28, 2021 | By Thomas C. Sullivan Irrevocable Trust FBO Frank C. Sullivan 10/26/12 | ||||||
holding | RPM | Common Stock, $0.01 par value | 3K | May 28, 2021 | As custodian for son | ||||||
holding | RPM | Common Stock, $0.01 par value | 4.79K | May 28, 2021 | By 401(k) Plan | F3 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | RPM | Stock Appreciation Rights | 1.21M | May 28, 2021 | Common Stock | 1.21M | Direct | F4, F5 |
Id | Content |
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F1 | On May 28, 2021, 4,200 shares of Common Stock issued to the reporting person pursuant to the 2007 RPM International Inc. Restricted Stock Plan (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 1,863 shares back to the issuer to satisfy tax obligations of the reporting person. |
F2 | Includes an aggregate of 6,669 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 97,505 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting person's retirement, and 38,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. |
F3 | Approximate number of shares held as of May 28, 2021 in the account of the reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended. |
F4 | No transaction is being reported on this line. Reported on a previously filed Form 3, Form 4, or Form 5. |
F5 | Stock Appreciation Rights granted pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2015 and 2020 and expire 10 years from the date of grant. |