Anne Gates - Jun 1, 2021 Form 4 Insider Report for KROGER CO (KR)

Role
Director
Signature
/s/ Anne Gates, by Dorothy D. Roberts, Attorney-in-Fact
Stock symbol
KR
Transactions as of
Jun 1, 2021
Transactions value $
$1,410
Form type
4
Date filed
6/2/2021, 01:20 PM
Next filing
Jul 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding KR Common Stock 26.2K Jun 1, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KR Phantom Stock - Incentive Shares Award $1.41K +37.8 +0.48% $37.28 7.87K Jun 1, 2021 Common Stock 37.8 $0.00 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.
F2 Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.
F3 Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.