James A. Gustke - 27 May 2021 Form 4 Insider Report for OOMA INC (OOMA)

Role
Vice President of Marketing
Signature
/s/ James Gustke
Issuer symbol
OOMA
Transactions as of
27 May 2021
Net transactions value
-$142,384
Form type
4
Filing time
01 Jun 2021, 16:37:10 UTC
Next filing
03 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OOMA Common Stock Options Exercise $35,636 +5,900 +4.6% $6.04 134,610 27 May 2021 Direct
transaction OOMA Common Stock Sale $112,261 -5,900 -4.4% $19.03 128,710 27 May 2021 Direct F1, F2
transaction OOMA Common Stock Sale $65,759 -3,597 -2.8% $18.28 125,113 27 May 2021 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OOMA Employee Stock Option (right to buy) Options Exercise $0 -5,900 -18% $0.000000 27,300 27 May 2021 Common Stock 5,900 $6.04 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.
F2 The range of prices for the shares of Common Stock is from $19.00 to $19.25. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F3 The range of prices for the shares of Common Stock is from $18.00 to $18.60. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.