James A. Gustke - May 27, 2021 Form 4 Insider Report for OOMA INC (OOMA)

Role
Vice President of Marketing
Signature
/s/ James Gustke
Stock symbol
OOMA
Transactions as of
May 27, 2021
Transactions value $
-$142,384
Form type
4
Date filed
6/1/2021, 04:37 PM
Next filing
Jun 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OOMA Common Stock Options Exercise $35.6K +5.9K +4.58% $6.04 135K May 27, 2021 Direct
transaction OOMA Common Stock Sale -$112K -5.9K -4.38% $19.03 129K May 27, 2021 Direct F1, F2
transaction OOMA Common Stock Sale -$65.8K -3.6K -2.79% $18.28 125K May 27, 2021 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OOMA Employee Stock Option (right to buy) Options Exercise $0 -5.9K -17.77% $0.00 27.3K May 27, 2021 Common Stock 5.9K $6.04 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.
F2 The range of prices for the shares of Common Stock is from $19.00 to $19.25. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F3 The range of prices for the shares of Common Stock is from $18.00 to $18.60. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.