John A. Mastalerz Jr. - 27 May 2021 Form 4 Insider Report for WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP (WAB)

Role
VP Fin., Corp. Controller, CAO
Signature
David L. DeNinno, POA for John Mastalerz
Issuer symbol
WAB
Transactions as of
27 May 2021
Net transactions value
-$44,308
Form type
4
Filing time
28 May 2021, 09:37:40 UTC
Next filing
16 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WAB Common Stock - Direct Options Exercise $22,234 +333 +1.6% $66.77 20,520 27 May 2021 Direct
transaction WAB Common Stock - Direct Options Exercise $65,902 +933 +4.5% $70.64 21,453 27 May 2021 Direct
transaction WAB Common Stock - Direct Options Exercise $75,380 +1,050 +4.9% $71.79 22,503 27 May 2021 Direct
transaction WAB Common Stock - Direct Options Exercise $48,267 +787 +3.5% $61.33 23,290 27 May 2021 Direct
transaction WAB Common Stock - Direct Sale $256,091 -3,103 -13% $82.53 20,187 27 May 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WAB Non Qualified Stock Option Options Exercise $0 -787 -100% $0.000000* 0 27 May 2021 Common Stock 787 $61.33 Direct
transaction WAB Non-Qualified Stock Option Options Exercise $0 -1,050 -75% $0.000000 350 27 May 2021 Common Stock 1,050 $71.79 Direct F2
transaction WAB Non-Qualified Stock Options Options Exercise $0 -933 -67% $0.000000 467 27 May 2021 Common Stock 933 $70.64 Direct F3
transaction WAB Non-Qualified Stock Option Options Exercise $0 -333 -67% $0.000000 167 27 May 2021 Common Stock 333 $66.77 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.44 to $82.775 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
F2 Options vest 25% per year beginning March 1, 2019.
F3 Options vest 33.3% per year beginning March 1, 2020.