Julie Papanek Grant - May 26, 2021 Form 3 Insider Report for Day One Biopharmaceuticals, Inc. (DAWN)

Signature
/s/ Julie Grant
Stock symbol
DAWN
Transactions as of
May 26, 2021
Transactions value $
$0
Form type
3
Date filed
5/26/2021, 09:38 PM
Previous filing
Jun 2, 2021
Next filing
Jul 12, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding DAWN Common Stock 465K May 26, 2021 Direct
holding DAWN Common Stock 3.25M May 26, 2021 By Canaan XI, L.P. F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding DAWN Series A Preferred Stock May 26, 2021 Common Stock 7.33M By Canaan XI, L.P. F1, F2
holding DAWN Series B Preferred Stock May 26, 2021 Common Stock 148K By Canaan XI, L.P. F1, F3
holding DAWN Stock Option (right to buy Common Stock) May 26, 2021 Common Stock 63K $16.00 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents securities held by Canaan XI, L.P. ("Canaan LP"). The Reporting Person, as a non-managing member of Canaan LP's general partner, Canaan Partners XI LLC, disclaims Section 16 beneficial ownership of such securities except to the extent of her pecuniary interest therein, if any.
F2 Each share of Series A Preferred Stock is automatically convertible into one share of Common Stock at the close of the Issuer's initial public offering and has no expiration date.
F3 Each share of Series B Preferred Stock is automatically convertible into one share of Common Stock at the close of the Issuer's initial public offering and has no expiration date.
F4 The option vests as to 1/36th of the total shares on each monthly anniversary, beginning on June 23, 2021, subject to the Reporting Person's provision of service to the Issuer on each vesting date.