Mark Portnoy - May 24, 2021 Form 4 Insider Report for CRYO CELL INTERNATIONAL INC (CCEL)

Role
Co-CEO, Director
Signature
/s/ Mark Portnoy
Stock symbol
CCEL
Transactions as of
May 24, 2021
Transactions value $
$0
Form type
4
Date filed
5/26/2021, 05:00 PM
Next filing
Aug 26, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CCEL Common Stock Options Exercise $344K +200K +41.02% $1.72 688K May 24, 2021 Direct
transaction CCEL Common Stock Options Exercise $93.3K +32.2K +4.68% $2.90 720K May 24, 2021 Direct
holding CCEL Common Stock 42.3K May 24, 2021 By 401K
holding CCEL Common Stock 71.5K May 24, 2021 By Partnership F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CCEL Stock Option Options Exercise -$344K -200K -100% $1.72 0 May 24, 2021 Common Stock 200K $1.72 Direct
transaction CCEL Stock Option Options Exercise -$93.3K -32.2K -32.18% $2.90 67.8K May 24, 2021 Common Stock 100K $2.90 Direct
holding CCEL Stock Option 59.5K May 24, 2021 Common Stock 59.5K $3.14 Direct
holding CCEL Stock Option 20K May 24, 2021 Common Stock 20K $7.92 Direct
holding CCEL Stock Option 22.2K May 24, 2021 Common Stock 22.2K $7.53 Direct
holding CCEL Stock Option 20K May 24, 2021 Common Stock 20K $7.28 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Common Stock held by Capital Asset Fund #1 Limited Partnership, as to which Mark L. Portnoy may be deemed the beneficial owner as its general partner.
F2 Stock options will vest 1/3 on the date of grant, 1/3 on December 1, 2020 and 1/3 on December 1, 2021.