Cynthia L. Feldmann - May 25, 2021 Form 4 Insider Report for STERIS plc (STE)

Role
Director
Signature
/s/ Ronald E. Snyder, Authorized Representative under Power of Attorney
Stock symbol
STE
Transactions as of
May 25, 2021
Transactions value $
-$493,269
Form type
4
Date filed
5/26/2021, 04:35 PM
Next filing
Jun 11, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STE Ordinary Shares Options Exercise $135K +2.11K +299.29% $64.05 2.82K May 25, 2021 Direct
transaction STE Ordinary Shares Sale -$403K -2.11K -74.96% $190.84 705 May 25, 2021 Direct F1
transaction STE Ordinary Shares Options Exercise $135K +1.89K +268.09% $71.40 2.6K May 25, 2021 Direct
transaction STE Ordinary Shares Sale -$361K -1.89K -72.83% $190.84 705 May 25, 2021 Direct F1
holding STE Ordinary Shares 8.66K May 25, 2021 See Footnote below F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STE Employee Stock Option (right to buy) Options Exercise $0 +2.11K $0.00* 0 May 25, 2021 Ordinary Shares 2.11K $64.05 Direct F3
transaction STE Employee Stock Option (right to buy) Options Exercise $0 +1.89K +189000% $0.00 1.89K May 25, 2021 Ordinary Shares 1.89K $71.40 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Price reflects a weighted average sale price for multiple transactions ranging from $190.78 to $191.03 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2 These ordinary shares are held in the Cynthia L. Feldmann Revocable Trust, with Ms. Feldmann and her husband as Trustees.
F3 This option to purchase 2,110 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 2,110 Old STERIS ordinary shares for $64.05 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.
F4 This option is part of an option to purchase 3,781 STERIS ordinary shares, which are fully vested, which was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 3,781 Old STERIS ordinary shares for $71.40 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.