Mohit Singh - 24 May 2021 Form 4 Insider Report for QuantumScape Corp (QS)

Signature
Michael O. McCarthy, III, attorney-in-fact
Issuer symbol
QS
Transactions as of
24 May 2021
Net transactions value
-$14,341,219
Form type
4
Filing time
26 May 2021, 15:13:38 UTC
Previous filing
21 May 2021
Next filing
19 Aug 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QS Class A Common Stock Options Exercise $573,559 +546,663 +154% $1.05* 901,630 24 May 2021 Direct
transaction QS Class A Common Stock Sale $4,188,639 -168,076 -19% $24.92 733,554 24 May 2021 Direct F1
transaction QS Class A Common Stock Sale $96,180 -3,700 -0.5% $25.99 729,854 24 May 2021 Direct F2
transaction QS Class A Common Stock Sale $6,206,725 -250,000 -34% $24.83 479,854 24 May 2021 Direct F3
transaction QS Class A Common Stock Sale $4,423,235 -178,224 -37% $24.82 301,630 24 May 2021 Direct F4, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QS Stock Option (right to buy) Options Exercise $0 -546,663 -49% $0.000000 559,317 24 May 2021 Class A Common Stock 546,663 $1.05 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.69 to $25.52, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.75 to $26.28, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.75 to $24.99, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.75 to $25.03, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F5 Includes 301,630 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer per the applicable vesting schedule, subject to the Reporting Person's continued service as of each vesting date.