Geoffrey Beran Rose - May 24, 2021 Form 4 Insider Report for Pulmonx Corp (LUNG)

Signature
/s/ Lauren Cristina, Attorney-in-Fact for Geoffrey Beran Rose
Stock symbol
LUNG
Transactions as of
May 24, 2021
Transactions value $
-$196,085
Form type
4
Date filed
5/25/2021, 05:18 PM
Previous filing
May 19, 2021
Next filing
Jun 11, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LUNG Common Stock Sale -$178K -4.36K -2.6% $40.81 164K May 24, 2021 Direct F1, F2, F3
transaction LUNG Common Stock Sale -$996 -24 -0.01% $41.49 164K May 24, 2021 Direct F1
transaction LUNG Common Stock Sale -$415 -10 -0.01% $41.52 164K May 24, 2021 Direct F1
transaction LUNG Common Stock Sale -$16.6K -400 -0.24% $41.55 163K May 24, 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.42 to $41.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F3 Includes 1,981 shares acquired by the Reporting Person under the Issuer's 2020 Employee Stock Purchase Plan on May 24, 2021.