David Portnoy - 21 May 2021 Form 4 Insider Report for CRYO CELL INTERNATIONAL INC (CCEL)

Role
Chairman, Co-CEO, Director
Signature
/s/ David Portnoy
Issuer symbol
CCEL
Transactions as of
21 May 2021
Net transactions value
+$8,460
Form type
4
Filing time
25 May 2021, 17:02:27 UTC
Previous filing
18 May 2021
Next filing
26 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CCEL Common Stock Purchase $8,460 +1,000 +0.19% $8.46 515,972 21 May 2021 Direct
holding CCEL Common Stock 102,586 21 May 2021 By Spouse
holding CCEL Common Stock 97,216 21 May 2021 By 401K
holding CCEL Common Stock 152,724 21 May 2021 By Corporation F1
holding CCEL Common Stock 15,611 21 May 2021 as Custodian for Daughter
holding CCEL Common Stock 9,974 21 May 2021 As Custodian for Son F2
holding CCEL Common Stock 59,027 21 May 2021 By LLC
holding CCEL Common Stock 199,080 21 May 2021 By IRA
holding CCEL Common Stock 55,219 21 May 2021 By Corporation
holding CCEL Common Stock 11,252 21 May 2021 As Custodian for Son
holding CCEL Common Stock 11,242 21 May 2021 As Custodian for Son
holding CCEL Common Stock 10,783 21 May 2021 As Custodian for Son
holding CCEL Common Stock 9,122 21 May 2021 As Custodian for Daughter

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CCEL Stock Option 200,000 21 May 2021 Common Stock 200,000 $1.72 Direct
holding CCEL Stock Option 100,000 21 May 2021 Common Stock 100,000 $2.90 Direct
holding CCEL Stock Option 70,270 21 May 2021 Common Stock 70,270 $3.14 Direct F3
holding CCEL Stock Option 23,636 21 May 2021 Common Stock 23,636 $7.92 Direct F4
holding CCEL Stock Option 26,243 21 May 2021 Common Stock 26,243 $7.53 Direct F5
holding CCEL Stock Option 23,636 21 May 2021 Common Stock 23,636 $7.28 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Common Stock held by Mayim Investment Limited Partnership as is David I. Portnoy my be deemed the beneficial owner as the managing member and owner of Mayim Management, LLC, which is the general partner of Mayim Management Limited Partnership, which is the general partner of Mayim Investment Limited Partnership.
F2 Shares of Common Stock held by uTIPu, Inc., as to which David I. Portnoy may be deemed the beneficial owner as the Chairman of the Board and Secretary.
F3 Stock options vest 1/3 on the date of grant, 1/3 on December 1, 2016 and 1/3 on December 1, 2017.
F4 Stock Options will vest 1/3 on the date of grant, 1/3 on December 1, 2018 and 1/3 on December 1, 2019.
F5 Stock options will vest 1/3 on the date of grant, 1/3 on December 1, 2019 and 1/3 on December 1, 2020.
F6 Stock options will vest 1/3 on the date of grant, 1/3 on December 1, 2020 and 1/3 on December 1, 2021.