Lisa Johnson-Pratt - 20 May 2021 Form 4 Insider Report for ASSEMBLY BIOSCIENCES, INC. (ASMB)

Role
Director
Signature
/s/ John O. Gunderson, as Attorney-in-Fact
Issuer symbol
ASMB
Transactions as of
20 May 2021
Net transactions value
$0
Form type
4
Filing time
24 May 2021, 17:01:25 UTC
Next filing
24 Jun 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASMB Stock Option (right to buy) Award $0 +30,000 $0.000000 30,000 20 May 2021 Common Stock 30,000 $4.03 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of stock options. The stock options vest in three equal installments, assuming continuous service on each vesting date, as follows: May 20, 2022; May 20, 2023; and May 20, 2024.