Joseph J. Stich - May 20, 2021 Form 4 Insider Report for SURMODICS INC (SRDX)

Role
SVP, HR and GM, IVD
Signature
/s/ John Manders on behalf of Joseph J. Stich
Stock symbol
SRDX
Transactions as of
May 20, 2021
Transactions value $
-$134,506
Form type
4
Date filed
5/24/2021, 08:49 AM
Next filing
Aug 23, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SRDX Common Stock Sale -$135K -2.5K -5.18% $53.80 45.8K May 20, 2021 Direct F1, F2, F3
transaction SRDX Common Stock Gift $0 -1K -2.18% $0.00 44.8K May 20, 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2021
F2 Reflects the weighted average price of 2,500 shares of common stock of Surmodics, Inc. sold by the reporting person in multiple transactions on May 20, 2021 with sale prices ranging from $53.42 to $54.265 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 Includes 214 shares acquired through the Employee Stock Purchase Plan for the phase ending February 26, 2021.