Warren S. Thaler - May 19, 2021 Form 4 Insider Report for ALIGN TECHNOLOGY INC (ALGN)

Role
Director
Signature
/s/Julie Ann Coletti Attorney-in-Fact for Warren S. Thaler
Stock symbol
ALGN
Transactions as of
May 19, 2021
Transactions value $
$0
Form type
4
Date filed
5/21/2021, 06:11 PM
Previous filing
Feb 9, 2022
Next filing
May 24, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALGN Common Stock Options Exercise $0 +1.27K +4.57% $0.00 29.1K May 19, 2021 Direct
holding ALGN Common Stock 66.4K May 19, 2021 By Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALGN Restricted Stock Unit Options Exercise $0 -1.27K -100% $0.00* 0 May 19, 2021 Common Stock 1.27K $0.00 Direct F2, F3
transaction ALGN Restricted Stock Unit Award $0 +524 $0.00 524 May 19, 2021 Common Stock 524 $0.00 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held directly by the Thaler Family Trust for which the spouse of the Reporting Person is the trustee.
F2 Represents par value of ALGN common stock.
F3 100% of the restricted stock unit granted on May 20, 2020 became vested on May 19, 2021 and shares were delivered to reporting person on such vest date.
F4 100% of the restricted stock unit granted on May 19, 2021 will become vested on the earlier of (i) May 19, 2022 or (i) the date of the 2022 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.