Susan E. Siegel - 19 May 2021 Form 4 Insider Report for ALIGN TECHNOLOGY INC (ALGN)

Role
Director
Signature
/s/Julie Ann Coletti Attorney-in-Fact for Susan E. Siegel
Issuer symbol
ALGN
Transactions as of
19 May 2021
Net transactions value
$0
Form type
4
Filing time
21 May 2021, 18:09:52 UTC
Next filing
27 May 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALGN Common Stock Options Exercise $0 +1,271 +33% $0.000000 5,163 19 May 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALGN Restricted Stock Unit Options Exercise $0 -1,271 -100% $0.000000* 0 19 May 2021 Common Stock 1,271 $0.000100 Direct F1, F2
transaction ALGN Restricted Stock Unit Award $0 +524 $0.000000 524 19 May 2021 Common Stock 524 $0.000100 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents par value of ALGN common stock.
F2 100% of the restricted stock unit granted on May 20, 2020 became vested on May 19, 2021 and shares were delivered to reporting person on such vest date.
F3 100% of the restricted stock unit granted on May 19, 2021 will become vested on the earlier of (i) May 19, 2022 or (i) the date of the 2022 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.