Thomas M. Prescott - 19 May 2021 Form 4 Insider Report for ALIGN TECHNOLOGY INC (ALGN)

Role: Director
Signature: /s/Julia Ann Coletti Attorney-in-Fact for Thomas M Prescott
Issuer symbol: ALGN
Transactions as of: 19 May 2021
Net transactions value: $0
Form type: 4
Filing time: 21 May 2021, 18:06:44 UTC
Next filing: 19 Jul 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ALGN	Common Stock	Options Exercise	$0	+1,271	+2.4%	$0.000000	54,129	19 May 2021	By Trust	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ALGN	Restricted Stock Unit	Options Exercise	$0	+1,271		$0.000000^*	0	19 May 2021	Common Stock	1,271	$0.000100	Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These shares are held by the Prescott Family Trust, Sierra South LLC TTEE. The Reporting Person and his spouse are the managers of the trustee and exercise voting and investment control over the shares.
F2	Represents par value of ALGN common stock.
F3	100% of the restricted stock unit granted on May 20, 2020 became vested on May 19, 2021 and shares were delivered to reporting person on such vest date.