Judith A. Sprieser - May 20, 2021 Form 4 Insider Report for Intercontinental Exchange, Inc. (ICE)

Role
Director
Signature
/s/ Octavia N. Spencer, Attorney-in-fact
Stock symbol
ICE
Transactions as of
May 20, 2021
Transactions value $
-$99,835
Form type
4
Date filed
5/21/2021, 04:36 PM
Previous filing
May 18, 2021
Next filing
Jun 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ICE Common Stock Sale -$43.6K -390 -1.29% $111.75 29.8K May 20, 2021 Direct F1, F2
transaction ICE Common Stock Sale -$56.3K -500 -1.68% $112.51 29.3K May 20, 2021 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
F2 The price range for the aggregate amount sold by the direct holder is $111.05 - $112.03. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
F3 The price range for the aggregate amount sold by the direct holder is $112.22 - $112.69. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
F4 The common stock number referred in Table 1 is an aggregate number and represents 27,385 shares of common stock and 1,941 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 14, 2022.