Mark Kaye - May 20, 2021 Form 4 Insider Report for MOODYS CORP /DE/ (MCO)

Role
SVP & Chief Financial Officer
Signature
Elizabeth McCarroll, by power of attorney for Mark Kaye.
Stock symbol
MCO
Transactions as of
May 20, 2021
Transactions value $
-$364,129
Form type
4
Date filed
5/21/2021, 04:00 PM
Next filing
Aug 9, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCO Common Stock Options Exercise $92.9K +595 +9.93% $156.14 6.58K May 20, 2021 Direct F1
transaction MCO Common Stock Sale -$193K -595 -9.04% $325.08 5.99K May 20, 2021 Direct F1
transaction MCO Common Stock Options Exercise $302K +1.74K +29.05% $173.58 7.73K May 20, 2021 Direct F1
transaction MCO Common Stock Sale -$566K -1.74K -22.51% $325.08 5.99K May 20, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCO Employee Stock Option (right to buy) Options Exercise $0 -595 -100% $0.00* 0 May 20, 2021 Common Stock 595 $156.14 Direct F1, F2
transaction MCO Employee Stock Option (right to buy) Options Exercise $0 -1.74K -100% $0.00* 0 May 20, 2021 Common Stock 1.74K $173.58 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise and sale of shares pursuant to Rule 10b5-1 Plan.
F2 One fourth of options vest each year beginning with the date indicated.