Mark Kaye - 20 May 2021 Form 4 Insider Report for MOODYS CORP /DE/ (MCO)

Role
SVP & Chief Financial Officer
Signature
Elizabeth McCarroll, by power of attorney for Mark Kaye.
Issuer symbol
MCO
Transactions as of
20 May 2021
Net transactions value
-$364,129
Form type
4
Filing time
21 May 2021, 16:00:56 UTC
Next filing
09 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCO Common Stock Options Exercise $92,903 +595 +9.9% $156.14 6,584 20 May 2021 Direct F1
transaction MCO Common Stock Sale $193,423 -595 -9% $325.08 5,989 20 May 2021 Direct F1
transaction MCO Common Stock Options Exercise $302,029 +1,740 +29% $173.58 7,729 20 May 2021 Direct F1
transaction MCO Common Stock Sale $565,639 -1,740 -23% $325.08 5,989 20 May 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCO Employee Stock Option (right to buy) Options Exercise $0 -595 -100% $0.000000* 0 20 May 2021 Common Stock 595 $156.14 Direct F1, F2
transaction MCO Employee Stock Option (right to buy) Options Exercise $0 -1,740 -100% $0.000000* 0 20 May 2021 Common Stock 1,740 $173.58 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise and sale of shares pursuant to Rule 10b5-1 Plan.
F2 One fourth of options vest each year beginning with the date indicated.