Mike Buick - 17 May 2021 Form 4 Insider Report for SunOpta Inc. (STKL)

Role
SVP and GM
Signature
/s/ Jill Barnett, attorney-in-fact
Issuer symbol
STKL
Transactions as of
17 May 2021
Net transactions value
-$465,040
Form type
4
Filing time
20 May 2021, 19:48:52 UTC
Next filing
13 Jul 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STKL Common Shares Sale $164,197 -13,141 -7.1% $12.50 172,437 17 May 2021 Direct F1, F2
transaction STKL Common Shares Sale $152,213 -12,028 -7% $12.65 160,409 18 May 2021 Direct F1, F3
transaction STKL Common Shares Sale $148,631 -12,026 -7.5% $12.36 148,383 19 May 2021 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares sold by the reporting person solely to cover the tax withholding obligations in connection with the settlement of the PSUs that vested on April 22, 2021, as previously reported.
F2 The transaction was executed in multiple trades at prices ranging from $12.35 to $12.62. The price reported reflects the average sale price. The reporting person undertakes to provide the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
F3 The transaction was executed in multiple trades at prices ranging from $12.52 to $12.79. The price reported reflects the average sale price. The reporting person undertakes to provide the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
F4 The transaction was executed in multiple trades at prices ranging from $12.11 to $12.67. The price reported reflects the average sale price. The reporting person undertakes to provide the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.