Daniel N. Swisher JR - May 18, 2021 Form 4 Insider Report for CERUS CORP (CERS)

Role
Director
Signature
Daniel N. Swisher Jr. by Chrystal Menard, attorney-in-fact
Stock symbol
CERS
Transactions as of
May 18, 2021
Transactions value $
-$14,235
Form type
4
Date filed
5/20/2021, 07:21 PM
Next filing
May 28, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CERS Common Stock Options Exercise $14.5K +5K +8.35% $2.90 64.9K May 18, 2021 Direct F1
transaction CERS Common Stock Sale -$28.7K -5K -7.71% $5.75 59.9K May 18, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CERS Option (Right to Buy) Options Exercise -5K -100% 0 May 18, 2021 Common Stock 5K $2.90 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed pursuant to a 10b5-1 plan.
F2 The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.69 to $5.821 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.
F3 The option became exercisable in 12 equal monthly installments after the grant date.
F4 Not applicable.