LUCIER GREGORY T. - 18 May 2021 Form 4 Insider Report for NUVASIVE INC

Role
Director
Signature
/s/ Nathaniel B. Sisitsky, Attorney-in-Fact for Gregory T. Lucier
Issuer symbol
N/A
Transactions as of
18 May 2021
Net transactions value
-$591,208
Form type
4
Filing time
20 May 2021, 18:01:54 UTC
Previous filing
12 Apr 2022
Next filing
01 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NUVA Common Stock Options Exercise $0 +19,125 +7.7% $0.000000 266,344 18 May 2021 Family Trust F1, F2
transaction NUVA Common Stock Tax liability $591,208 -8,405 -3.2% $70.34 257,939 18 May 2021 Family Trust F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NUVA RSUs Options Exercise $0 -8,312 -100% $0.000000* 0 18 May 2021 Common Stock 8,312 $0.000000 Direct F4, F5
transaction NUVA RSUs Options Exercise $0 -1,416 -100% $0.000000* 0 18 May 2021 Common Stock 1,416 $0.000000 Direct F4, F5
transaction NUVA RSUs Options Exercise $0 -3,725 -100% $0.000000* 0 18 May 2021 Common Stock 3,725 $0.000000 Direct F4, F6
transaction NUVA RSUs Options Exercise $0 -2,577 -100% $0.000000* 0 18 May 2021 Common Stock 2,577 $0.000000 Direct F4, F7
transaction NUVA RSUs Options Exercise $0 -3,095 -100% $0.000000* 0 18 May 2021 Common Stock 3,095 $0.000000 Direct F4, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

LUCIER GREGORY T. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 On May 18, 2021, the Reporting Person retired from his position as a member of the Issuer's Board of Directors. Pursuant to deferral elections made by the Reporting Person, all shares underlying Restricted Stock Units ("RSUs") subject to such deferrals will be delivered to the Reporting Person promptly following May 18, 2021, the date on which the Reporting Person retired.
F2 Shares indirectly held by the Reporting Person.
F3 Shares withheld by the Issuer to satisfy tax withholding obligations.
F4 Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's common stock upon vesting.
F5 This RSU award was granted to the Reporting Person on December 4, 2013 and is fully vested.
F6 This RSU award was granted to the Reporting Person on May 22, 2014 and is fully vested.
F7 This RSU award was granted to the Reporting Person on May 9, 2019 and is fully vested.
F8 This RSU award was granted to the Reporting Person on May 28, 2020 and is fully vested.