Gary E. Hendrickson - 18 May 2021 Form 4 Insider Report for AZEK Co Inc. (AZEK)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
20 May 2021, 07:09:53 UTC
Next SEC filing
15 Nov 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Morgan Fox Walbridge, as Attorney-in-Fact for Gary Hendrickson

Key filing fact

Gary E. Hendrickson filed Form 4 for AZEK Co Inc. (AZEK) on 20 May 2021.

Key facts

  • This page summarizes Gary E. Hendrickson's Form 4 filing for AZEK Co Inc. (AZEK).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 20 May 2021, 07:09.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AZEK transaction

Class A Common Stock

Options Exercise

Transaction value
$0
Shares
+1,903
Change %
+0.64%
Price
$0.000000
Shares after
298,459
Date
18 May 2021
Ownership
Direct
Footnotes
F1
AZEK transaction

Class A Common Stock

Award

Transaction value
$0
Shares
+1,982
Change %
+0.66%
Price
$0.000000
Shares after
300,441
Date
18 May 2021
Ownership
Direct
Footnotes
F2, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AZEK transaction Derivative

Restricted Stock Units (RSUs)

Options Exercise

Transaction value
$0
Shares
-1,903
Change %
-100%
Price
$0.000000*
Shares after
0
Date
18 May 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,903
Exercise price
Footnotes
F1, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Vesting of previously awarded restricted stock units. Restricted stock units convert into common stock on a one-for-one basis.

Footnote F2

Grant of time-vesting restricted stock units made to directors on May 18, 2021 pursuant to Rule 16b-3(d) plan that will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's next annual stockholder meeting.

Footnote F3

Includes (i) 1,982 restricted stock units that vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's next annual stockholder meeting and (ii) and 12,993 restricted shares of the Issuer's Class A common stock that will vest in equal installments on June 14, 2021 and 2022.

Footnote F4

On June 16, 2020, the Reporting Person was granted 1,903 restricted stock units that vested on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's annual stockholder meeting for the following year.

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