Brian Spaly - May 18, 2021 Form 4 Insider Report for AZEK Co Inc. (AZEK)

Role: Director
Signature: /s/ Morgan Fox Walbridge, as Attorney-in-Fact for Brian Spaly
Stock symbol: AZEK
Transactions as of: May 18, 2021
Transactions value $: $0
Form type: 4
Date filed: 5/20/2021, 06:45 AM
Next filing: Jun 17, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AZEK	Class A Common Stock	Options Exercise	$0	+466	+1%	$0.00	47.2K	May 18, 2021	Direct	F1
transaction	AZEK	Class A Common Stock	Award	$0	+1.98K	+4.2%	$0.00	49.2K	May 18, 2021	Direct	F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AZEK	Restricted Stock Units (RSUs)	Options Exercise	$0	-466	-13.53%	$0.00	2.98K	May 18, 2021	Common Stock	466		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Vesting of previously awarded restricted stock units. Restricted stock units convert into common stock on a one-for-one basis.
F2	Annual grant of time-vesting restricted stock units made to directors on May 18, 2021 pursuant to Rule 16b-3(d) plan that will vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's next annual stockholder meeting.
F3	Includes (i) 1,982 restricted stock units that vest on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's next annual stockholder meeting and (ii) 2,979 restricted stock units that will vest on August 5, 2023 subject to continued service through the vesting date.
F4	On August 5, 2020, the Reporting Person was granted 466 restricted stock units that vested on the earlier of (x) the one-year anniversary of the date of grant and (y) the Issuer's annual stockholder meeting for the following year.