Mark J. Pincus - 17 May 2021 Form 4 Insider Report for ZYNGA INC

Role
Director
Signature
/s/ Matt Tolland, as attorney-in-fact for Mark Pincus
Issuer symbol
N/A
Transactions as of
17 May 2021
Net transactions value
-$9,321,055
Form type
4
Filing time
19 May 2021, 19:18:49 UTC
Next filing
11 Jun 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ZNGA Class A Common Stock Options Exercise +6,219 +2.7% 233,914 17 May 2021 Direct F1
transaction ZNGA Class A Common Stock Sale $3,034,212 -300,417 -1.1% $10.10 27,465,217 17 May 2021 See footnote F2, F3, F4
transaction ZNGA Class A Common Stock Sale $1,447,320 -143,299 -0.45% $10.10 31,503,091 17 May 2021 By Trust F2, F3, F5, F6
transaction ZNGA Class A Common Stock Sale $3,276,591 -316,885 -1.2% $10.34 27,148,332 18 May 2021 See footnote F2, F4, F7
transaction ZNGA Class A Common Stock Sale $1,562,932 -151,154 -0.48% $10.34 31,351,937 18 May 2021 By Trust F2, F6, F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ZNGA Restricted Stock Unit Options Exercise $0 -6,219 -100% $0.000000* 0 17 May 2021 Class A Common Stock 6,219 Direct F1, F8
transaction ZNGA Restricted Stock Unit Award $0 +22,189 $0.000000 22,189 17 May 2021 Class A Common Stock 22,189 Direct F1, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon vest.
F2 The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on February 18, 2021.
F3 The reported price in column 4 is a weighted average price (rounded to the nearest cent). These shares were sold in multiple transactions at prices ranging from $10.02 to $10.20 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 Shares held directly by Ogden Enterprises LLC. Mr. Pincus serves as manager and holds sole voting and dispositive power with respect to the shares held by Ogden Enterprises LLC.
F5 The reported amount reflects certain non-reportable transfers from the Reporting Person to charitable organizations.
F6 Shares held directly by The 4D Revocable Trust. The Reporting Person serves as trustee and holds voting and dispositive power with respect to these shares.
F7 The reported price in column 4 is a weighted average price (rounded to the nearest cent). These shares were sold in multiple transactions at prices ranging from $10.18 to $10.475 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8 Vests as follows: 25% of the restricted stock units vest on each of August 19, 2020, November 19, 2020, and February 19, 2021, and 25% of the restricted stock units vest on the earlier of May 19, 2021 or the date of the Issuer's next annual meeting, subject to continued service to the Issuer through each vesting date.
F9 Vests as follows: 25% of the restricted stock units vest on each of August 17, 2021, November 17, 2021, and February 17, 2022, and 25% of the restricted stock units vest on the earlier of May 17, 2022 or the date of the Issuer's next annual meeting, subject to continued service to the Issuer through each vesting date.