Diana M. Bonta - 18 May 2021 Form 4 Insider Report for AMERICAN STATES WATER CO (AWR)

Role
Director
Signature
/s/ Diana M. Bonta
Issuer symbol
AWR
Transactions as of
18 May 2021
Net transactions value
+$44,136
Form type
4
Filing time
19 May 2021, 18:45:12 UTC
Next filing
08 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AWR Common Shares Award $1,027 +13 +0.09% $78.67 15,154 17 Aug 2020 Direct F1
transaction AWR Common Shares Award $1,032 +13 +0.09% $79.13 15,167 16 Nov 2020 Direct F2
transaction AWR Common Shares Disposed to Issuer $0 -0 -0% $0.000000 15,167 06 Jan 2021 Direct F3
transaction AWR Common Shares Award $1,036 +13 +0.09% $78.49 15,180 16 Feb 2021 Direct F4
transaction AWR Common Shares Award $1,041 +13 +0.09% $77.48 15,193 17 May 2021 Direct F5
transaction AWR Common Shares Award $40,000 +516 +3.4% $77.48 15,710 18 May 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 DER Units credited on 08/17/2020 as dividend at FMV
F2 DER units credited on 11/16/2020 as dividend at FMV
F3 Adjustment due to partial share
F4 DER Units credited on 02/16/2021 as dividend at FMV
F5 DER Units credited on 05/17/2021 as dividend at FMV