Key facts
- This page summarizes Mark Peter Smith's Form 4 filing for SMITH & WESSON BRANDS, INC. (SWBI).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 19 May 2021, 17:15.
Mark Peter Smith - 18 May 2021 Form 4 Insider Report for SMITH & WESSON BRANDS, INC. (SWBI)
- Issuer symbol
- SWBI
- Report date
- 18 May 2021
- Net transaction value
- -$18,452
- Form type
- 4
- Accepted by SEC
- 19 May 2021, 17:15:13 UTC
- Next filing
- 27 Aug 2021
- SEC filing
- View on sec.gov
- Reporting owner signature
- Robert J. Cicero, as attorney-in-fact
Source evidence
4 source fields
Reporting owner
1 detail
Key filing fact
Mark Peter Smith filed Form 4 for SMITH & WESSON BRANDS, INC. (SWBI) on 19 May 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$18,452.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
See Original Filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SWBI
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +28,800
- Change %
- +16%
- Price
- Shares after
- 205,398
- Date
- 18 May 2021
- Ownership
- Direct
- Footnotes
- F1
SWBI
transaction
Common Stock
Tax liability
- Transaction value
- $18,452
- Shares
- -940
- Change %
- -0.46%
- Price
- $19.63
- Shares after
- 204,458
- Date
- 18 May 2021
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SWBI
transaction
Derivative
Performance Rights
Options Exercise
- Transaction value
- Shares
- -28,800
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 18 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 28,800
- Exercise price
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on market cap performance over a three-year performance period. The number of shares to be delivered is the maximum number of shares that may be delivered pursuant to the award. The shares will be delivered on May 1, 2022.
Footnote F2
Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of performance rights.
SEC remarks
The reporting person is President & Chief Executive Officer.