Keh Shew Lu - 14 May 2021 Form 4 Insider Report for DIODES INC /DEL/ (DIOD)

Role
President & CEO, Director
Signature
Brett R. Whitmire as Power of Attorney for Keh-Shew Lu
Issuer symbol
DIOD
Transactions as of
14 May 2021
Net transactions value
-$776,277
Form type
4
Filing time
18 May 2021, 18:20:56 UTC
Next filing
21 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DIOD Diodes Incorporated Common Stock Options Exercise $339,191 +17,602 +4.6% $19.27* 398,504 14 May 2021 Direct
transaction DIOD Diodes Incorporated Common Stock Sale $603,787 -8,500 -2.1% $71.03 390,004 14 May 2021 Direct F1
transaction DIOD Diodes Incorporated Common Stock Sale $465,193 -6,461 -1.7% $72.00 383,543 14 May 2021 Direct F2
transaction DIOD Diodes Incorporated Common Stock Tax liability $46,487 -664 -0.17% $70.01 382,879 18 May 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DIOD 05/21/12 DIOD NQSO Options Exercise $0 -17,602 -25% $0.000000 52,398 14 May 2021 Diodes Incorporated Common Stock - Diodes 17,602 $19.27 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.00 to $71.205, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
F2 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.03, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
F3 Vested restricted stock unit shares were automatically withheld to cover income tax.
F4 Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2013.