John Stephen West - May 15, 2021 Form 4 Insider Report for Personalis, Inc. (PSNL)

Role
President and CEO, Director
Signature
/s/ Aaron Tachibana, Attorney-in-Fact
Stock symbol
PSNL
Transactions as of
May 15, 2021
Transactions value $
$0
Form type
4
Date filed
5/18/2021, 04:16 PM
Next filing
Jun 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PSNL Common Stock Award $0 +53.8K +10.61% $0.00 561K May 15, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PSNL Stock Option (right to buy) Award $0 +110K $0.00 110K May 15, 2021 Common Stock 110K $19.74 Direct F3
transaction PSNL Stock Option (right to buy) Award $0 +108K $0.00 108K May 15, 2021 Common Stock 108K $19.74 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. The RSUs vest in 8 equal semi-annual installments with the first installment vesting on November 15, 2021.
F2 Includes 2,300 shares acquired under the Issuer's Employee Stock Purchase Plan ("ESPP") on April 30, 2020 and corrects for 942 shares that were incorrectly previously reported as acquired under the ESPP.
F3 The shares subject to the option vest in 12 equal monthly installments with the first installment vesting on April 17, 2023.
F4 The shares subject to the option vest in 48 equal monthly installments with the first installment vesting on June 15, 2021.