John Stephen West - 15 May 2021 Form 4 Insider Report for Personalis, Inc. (PSNL)

Role
President and CEO, Director
Signature
/s/ Aaron Tachibana, Attorney-in-Fact
Issuer symbol
PSNL
Transactions as of
15 May 2021
Net transactions value
$0
Form type
4
Filing time
18 May 2021, 16:16:20 UTC
Next filing
10 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PSNL Common Stock Award $0 +53,750 +11% $0.000000 560,520 15 May 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PSNL Stock Option (right to buy) Award $0 +110,000 $0.000000 110,000 15 May 2021 Common Stock 110,000 $19.74 Direct F3
transaction PSNL Stock Option (right to buy) Award $0 +107,500 $0.000000 107,500 15 May 2021 Common Stock 107,500 $19.74 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. The RSUs vest in 8 equal semi-annual installments with the first installment vesting on November 15, 2021.
F2 Includes 2,300 shares acquired under the Issuer's Employee Stock Purchase Plan ("ESPP") on April 30, 2020 and corrects for 942 shares that were incorrectly previously reported as acquired under the ESPP.
F3 The shares subject to the option vest in 12 equal monthly installments with the first installment vesting on April 17, 2023.
F4 The shares subject to the option vest in 48 equal monthly installments with the first installment vesting on June 15, 2021.