Francis Lo - 14 May 2021 Form 4 Insider Report for Adaptive Biotechnologies Corp (ADPT)

Signature
/s/ Francis Lo by Eric Billings, Attorney-in-Fact
Issuer symbol
ADPT
Transactions as of
14 May 2021
Net transactions value
-$52,000
Form type
4
Filing time
17 May 2021, 20:00:31 UTC
Next filing
08 Mar 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ADPT Common Stock Options Exercise $15,600 +2,000 +9.7% $7.80 22,604 14 May 2021 Direct F1
transaction ADPT Common Stock Sale $67,600 -2,000 -8.8% $33.80* 20,604 14 May 2021 Direct F1
holding ADPT Common Stock 2,500 14 May 2021 By You Jin Lee (spouse)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ADPT Stock Option (Right To Buy) Options Exercise $0 -2,000 -1.3% $0.000000 151,000 14 May 2021 Common Stock 2,000 $7.80 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2020.
F2 The options vested with respect to 1/4 of such shares on May 6, 2020, with 1/48 of such shares vesting thereafter at the end of each full month of continuous service until fully vested.