Ansbert Gadicke - May 13, 2021 Form 4 Insider Report for Harpoon Therapeutics, Inc. (HARP)

Role
10%+ Owner
Signature
/s/ Ansbert Gadicke
Stock symbol
HARP
Transactions as of
May 13, 2021
Transactions value $
-$329,314
Form type
4
Date filed
5/17/2021, 05:23 PM
Previous filing
May 12, 2021
Next filing
May 20, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HARP Common Stock Sale -$97.4K -4.86K -0.07% $20.06* 6.48M May 13, 2021 See Footnote F1, F2, F3, F4
transaction HARP Common Stock Sale -$138K -6.9K -0.11% $20.04* 6.47M May 14, 2021 See Footnote F1, F5, F6, F7
transaction HARP Common Stock Sale -$93.6K -4.67K -0.07% $20.07* 6.47M May 17, 2021 See Footnote F1, F8, F9, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transaction effected pursuant to a plan established pursuant to Rule 10b5-1 on 3/16/2021.
F2 The shares were sold as follows: 4,267 by UBS Oncology Impact Fund, L.P. ("UBS Oncology") and 588 by MPM Asset Management LLC ("AM LLC").
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.95 to $20.56 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The shares are held as follows: 2,657,097 by MPM BioVentures 2014, L.P. ("BV 2014"), 152,470 by MPM BioVentures 2014(B), L.P. ("BV 2014(B)"), 96,376 by MPM Asset Management Investors BV2014 LLC ("AM BV2014"), 243,608 by AM LLC and 3,328,618 by UBS Oncology. MPM BioVentures 2014 GP LLC and MPM BioVentures 2014 LLC ("BV LLC") are the direct and indirect general partners of BV 2014 and BV 2014(B). MPM Oncology Impact Management GP LLC ("Oncology GP LLC") is the General Partner of MPM Oncology Impact Management LP, the General Partner of Oncology Impact Fund (Cayman) Management L.P., the General Partner of UBS Oncology. BV LLC is the manager of AM BV2014. Messrs. Evnin, Gadicke and Foley are the members of BV LLC and Messrs. Evnin and Gadicke are the members of AM LLC. Mr. Gadicke is the Managing Member of Oncology GP LLC. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.
F5 The shares were sold as follows: 6,065 by UBS Oncology and 835 by AM LLC.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.96 to $20.15 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7 The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 242,773 by AM LLC and 3,322,553 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.
F8 The shares were sold as follows: 4,101 by UBS Oncology and 565 by AM LLC.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.95 to $20.435 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10 The shares are held as follows: 2,657,097 by BV 2014, 152,470 by BV 2014(B), 96,376 by AM BV2014, 242,208 by AM LLC and 3,318,452 by UBS Oncology. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.