John D. Walker III - May 10, 2021 Form 4/A - Amendment Insider Report for CENTRAL GARDEN & PET CO (CENT)

Role
President, Garden Consumer Pro
Signature
/s/John D Walker III
Stock symbol
CENT
Transactions as of
May 10, 2021
Transactions value $
-$240,927
Form type
4/A - Amendment
Date filed
5/17/2021, 04:36 PM
Date Of Original Report
May 11, 2021
Next filing
May 26, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CENT Class A Common Stock Options Exercise $269K +19.5K +19.79% $13.82 118K May 10, 2021 Direct
transaction CENT Class A Common Stock Tax liability -$510K -9.3K -7.88% $54.86 109K May 10, 2021 Direct F1, F2, F3
holding CENT Units 8.11K May 10, 2021 By 401(k) Plan F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CENT Stock Option (Right to Buy) Options Exercise $0 -19.5K -100% $0.00* 0 May 10, 2021 Class A Common Stock 19.5K $13.82 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
F2 The purpose of this amendment to the Form 4 filed on May 11, 2021 with the U.S. Securities and Exchange Commission is to correct the number of shares of Class A Common Stock withheld by the Issuer in payment of the aggregate option exercise and withholding tax liability incurred upon the above-reported exercise of options.
F3 The purpose of this amendment to the Form 4 filed on May 11, 2021 with the U.S. Securities and Exchange Commission is to correct the number of shares of Class A Common Stock beneficially owned by Mr. Walker following the Reported Transaction.
F4 The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.
F5 Options were granted on January 29, 2016 and are fully vested.