S. Craig Lindner - May 13, 2021 Form 4 Insider Report for AMERICAN FINANCIAL GROUP INC (AFG)

Signature
S. Craig Lindner By: Karl J. Grafe, as Attorney-in-Fact
Stock symbol
AFG
Transactions as of
May 13, 2021
Transactions value $
-$6,967,096
Form type
4
Date filed
5/17/2021, 04:30 PM
Next filing
Jun 7, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AFG Common Stock Options Exercise $2.82M +50K $56.44 50K May 13, 2021 Direct
transaction AFG Common Stock Options Exercise $632K +10K +20% $63.15 60K May 13, 2021 Direct
transaction AFG Common Stock Sale -$7.76M -60K -100% $129.32 0 May 13, 2021 Direct F1
transaction AFG Common Stock Options Exercise $1.26M +20K $63.15 20K May 14, 2021 Direct
transaction AFG Common Stock Sale -$2.6M -20K -100% $129.82 0 May 14, 2021 Direct F2
transaction AFG Common Stock Options Exercise $1.26M +20K $63.15 20K May 17, 2021 Direct
transaction AFG Common Stock Sale -$2.59M -20K -100% $129.55 0 May 17, 2021 Direct F3
holding AFG Common Stock 1.73M May 13, 2021 Indirect #1 F4
holding AFG Common Stock 1.15M May 13, 2021 Indirect #2 F5
holding AFG Common Stock 116K May 13, 2021 Indirect #3 F6
holding AFG Common Stock 3K May 13, 2021 Indirect #4 F7
holding AFG Common Stock 3K May 13, 2021 Indirect #5 F8
holding AFG Common Stock 134K May 13, 2021 Indirect #6 F9
holding AFG Common Stock 101K May 13, 2021 Indirect #12 F10

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AFG Stock Option Exercise Options Exercise $0 -50K -100% $0.00* 0 May 13, 2021 Common Stock 50K $56.44 Direct F11
transaction AFG Stock Option Exercise Options Exercise $0 -10K -20% $0.00 40K May 13, 2021 Common Stock 10K $63.15 Direct F11
transaction AFG Stock Option Exercise Options Exercise $0 -20K -50% $0.00 20K May 13, 2021 Common Stock 20K $63.15 Direct F11
transaction AFG Stock Option Exercise Options Exercise $0 -20K -100% $0.00* 0 May 17, 2021 Common Stock 20K $63.15 Direct F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.19 to $129.58, inclusive.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.70 to $129.97, inclusive.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.50 to $129.79, inclusive.
F4 Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83.
F5 Indirect #2: By SCL Trust.
F6 Indirect #3: By Franes R. Lindner, Trustee for the Frances R. Lindner Living Trust dated 9/13/93.
F7 Indirect #4: By Dynasty Trust.
F8 Indirect #5: By GST Trust.
F9 Indirect #6: By Legacy Trust 10/30/20.
F10 Indirect #12: Held in the Company's Retirement and Savings Plan. The number of shares of Common is based on a statement dated as of 12/31/2020.
F11 These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.