S. Craig Lindner - 13 May 2021 Form 4 Insider Report for AMERICAN FINANCIAL GROUP INC (AFG)

Role
Co-CEO & Co-President, Director
Signature
S. Craig Lindner By: Karl J. Grafe, as Attorney-in-Fact
Issuer symbol
AFG
Transactions as of
13 May 2021
Net transactions value
-$6,967,096
Form type
4
Filing time
17 May 2021, 16:30:26 UTC
Next filing
07 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AFG Common Stock Options Exercise $2,822,000 +50,000 $56.44 50,000 13 May 2021 Direct
transaction AFG Common Stock Options Exercise $631,500 +10,000 +20% $63.15 60,000 13 May 2021 Direct
transaction AFG Common Stock Sale $7,759,200 -60,000 -100% $129.32 0 13 May 2021 Direct F1
transaction AFG Common Stock Options Exercise $1,263,000 +20,000 $63.15 20,000 14 May 2021 Direct
transaction AFG Common Stock Sale $2,596,378 -20,000 -100% $129.82 0 14 May 2021 Direct F2
transaction AFG Common Stock Options Exercise $1,263,000 +20,000 $63.15 20,000 17 May 2021 Direct
transaction AFG Common Stock Sale $2,591,018 -20,000 -100% $129.55 0 17 May 2021 Direct F3
holding AFG Common Stock 1,725,201 13 May 2021 Indirect #1 F4
holding AFG Common Stock 1,146,494 13 May 2021 Indirect #2 F5
holding AFG Common Stock 116,426 13 May 2021 Indirect #3 F6
holding AFG Common Stock 3,000 13 May 2021 Indirect #4 F7
holding AFG Common Stock 3,000 13 May 2021 Indirect #5 F8
holding AFG Common Stock 134,044 13 May 2021 Indirect #6 F9
holding AFG Common Stock 100,535 13 May 2021 Indirect #12 F10

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AFG Stock Option Exercise Options Exercise $0 -50,000 -100% $0.000000* 0 13 May 2021 Common Stock 50,000 $56.44 Direct F11
transaction AFG Stock Option Exercise Options Exercise $0 -10,000 -20% $0.000000 40,000 13 May 2021 Common Stock 10,000 $63.15 Direct F11
transaction AFG Stock Option Exercise Options Exercise $0 -20,000 -50% $0.000000 20,000 13 May 2021 Common Stock 20,000 $63.15 Direct F11
transaction AFG Stock Option Exercise Options Exercise $0 -20,000 -100% $0.000000* 0 17 May 2021 Common Stock 20,000 $63.15 Direct F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.19 to $129.58, inclusive.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.70 to $129.97, inclusive.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.50 to $129.79, inclusive.
F4 Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83.
F5 Indirect #2: By SCL Trust.
F6 Indirect #3: By Franes R. Lindner, Trustee for the Frances R. Lindner Living Trust dated 9/13/93.
F7 Indirect #4: By Dynasty Trust.
F8 Indirect #5: By GST Trust.
F9 Indirect #6: By Legacy Trust 10/30/20.
F10 Indirect #12: Held in the Company's Retirement and Savings Plan. The number of shares of Common is based on a statement dated as of 12/31/2020.
F11 These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.