MATTHEW ACKLEY - 13 May 2021 Form 4 Insider Report for RITCHIE BROS AUCTIONEERS INC (RBA)

Role
Chief Marketing Officer
Signature
/s/ Maria Teresa Punsalan as attorney-in-fact for Matthew Ackley.
Issuer symbol
RBA
Transactions as of
13 May 2021
Net transactions value
-$85,620
Form type
4
Filing time
17 May 2021, 10:45:39 UTC
Next filing
12 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBA Common Shares Options Exercise $35,520 +2,000 $17.76 2,000 13 May 2021 Direct
transaction RBA Common Shares Sale $121,140 -2,000 -100% $60.57 0 13 May 2021 Direct
holding RBA Common Shares 1,587 13 May 2021 Employee Stock Purchase Plan F1
holding RBA Common Shares 19,510 13 May 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBA Employee Stock Option (Right to Buy) Options Exercise $0 -2,000 -9.4% $0.000000 19,344 13 May 2021 Common Shares 2,000 $17.76 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes all Employee Stock Purchase Plan purchases through May 13, 2021.
F2 The option was granted on May 31, 2017 and vests equally in three equal annual installments beginning March 1, 2018.