Thomas J. Riga - May 13, 2021 Form 4 Insider Report for SPECTRUM PHARMACEUTICALS INC (SPPI)

Role
EVP, COO & CCO
Signature
/s/ Kurt A. Gustafson, attorney-in-fact for Thomas J. Riga
Stock symbol
SPPI
Transactions as of
May 13, 2021
Transactions value $
-$17,406
Form type
4
Date filed
5/14/2021, 07:31 PM
Next filing
Feb 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPPI Common Stock, $0.001 par value Sale -$10.5K -3.4K -0.82% $3.09 409K May 13, 2021 Direct F1
transaction SPPI Common Stock, $0.001 par value Sale -$6.91K -2.25K -0.55% $3.07 407K May 14, 2021 Direct F1
holding SPPI Common Stock, $0.001 par value 14.1K May 13, 2021 By 401(k) plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for the purpose of satisfying tax withholding obligations in connection with restricted stock awards granted by the issuer.