Thomas J. Riga - 13 May 2021 Form 4 Insider Report for SPECTRUM PHARMACEUTICALS INC

Role
EVP, COO & CCO
Signature
/s/ Kurt A. Gustafson, attorney-in-fact for Thomas J. Riga
Issuer symbol
N/A
Transactions as of
13 May 2021
Net transactions value
-$17,406
Form type
4
Filing time
14 May 2021, 19:31:45 UTC
Next filing
14 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPPI Common Stock, $0.001 par value Sale $10,499 -3,402 -0.82% $3.09 409,129 13 May 2021 Direct F1
transaction SPPI Common Stock, $0.001 par value Sale $6,908 -2,250 -0.55% $3.07 406,879 14 May 2021 Direct F1
holding SPPI Common Stock, $0.001 par value 14,139 13 May 2021 By 401(k) plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for the purpose of satisfying tax withholding obligations in connection with restricted stock awards granted by the issuer.