Ralph Schlosstein - May 12, 2021 Form 4 Insider Report for Evercore Inc. (EVR)

Role: Co-CEO/Co-Chairman, Director
Signature: /s/ Jason Klurfeld, as Attorney-in-Fact
Stock symbol: EVR
Transactions as of: May 12, 2021
Transactions value $: $0
Form type: 4
Date filed: 5/14/2021, 05:01 PM
Next filing: Jun 4, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	EVR	Shares of Class A common stock, par value $0.01 per share	Disposed to Issuer		-500	-0.11%		455K	May 12, 2021	Direct	F1
holding	EVR	Shares of Class A common stock, par value $0.01 per share						100K	May 12, 2021	Shares held in trust.	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	EVR	Partnership units of Evercore LP	Award		+500	+50%		1.5K	May 12, 2021	Shares of Class A common stock, par value $0.01 per share	1.5K		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On May 12, 2021, the Reporting Person exchanged 500 shares of Class A common stock for an equal number of Evercore LP partnership units.
F2	These securities are held in trust for the benefit of Mr. Schlosstein's family. Mr. Schlosstein disclaims beneficial ownership of these securities and the filing of this report is not an admission that Mr. Schlosstein is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.
F3	Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.