Edward S. Hyman - May 13, 2021 Form 4 Insider Report for Evercore Inc. (EVR)

Signature
/s/ Jason Klurfeld, as Attorney-in-Fact
Stock symbol
EVR
Transactions as of
May 13, 2021
Transactions value $
$0
Form type
4
Date filed
5/14/2021, 04:59 PM
Next filing
Feb 8, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EVR Class A Partnership Units of Evercore LP Disposed to Issuer -1.2K -2.48% 47.1K May 13, 2021 Direct F1
transaction EVR Shares of Class B common stock, par value $0.01 per share Award +1 1 May 13, 2021 Direct F2
holding EVR Shares of Class B common stock, par value $0.01 per share 2 May 13, 2021 Shares held in Corporation F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EVR Class A Partnership Units of Evercore LP Award +1.2K 1.2K May 13, 2021 Shares of Class A common stock, par value $0.01 per share 1.2K Direct F1, F4
holding EVR Class E Units of Evercore LP 2.55M May 13, 2021 Shares of Class A common stock, par value $0.01 per share Shares in Corporation F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On May 13, 2021, the Reporting Person exchanged 1,200 shares of Class A common stock for an equal number of Evercore LP partnership units
F2 On May 13, 2021, the Reporting Person purchased one share of Class B common stock for par value. Class B common stock has no associated economic rights.
F3 The Reporting Person holds 2,545,205 Class E Units and 2 Class B Shares through ISI Holding Inc. and ISI Holding II, Inc., each of which is a corporation controlled by the Reporting Person.
F4 Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.