Equitable Holdings, Inc. - 14 May 2021 Form 4 Insider Report for ALLIANCEBERNSTEIN L.P.

Role
10%+ Owner
Signature
/s/ Ralph Petruzzo, Vice President and Associate General Counsel
Issuer symbol
N/A
Transactions as of
14 May 2021
Net transactions value
$0
Form type
4
Filing time
14 May 2021, 16:16:06 UTC
Next filing
20 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction Units Other +2,587,472 +1.5% 170,121,745 14 May 2021 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Units representing assignments of beneficial ownership of limited partnership interests ("AB Capital Units") in AllianceBernstein L.P.
F2 On May 14, 2021, Equitable Financial Life Insurance Company of America distributed 2,587,472 AB Capital Units to its sole shareholder, Equitable Financial Services, LLC. Upon receipt of the 2,587,472 AB Capital Units, Equitable Financial Services, LLC distributed these AB Capital Units to its sole member, Equitable Holdings, Inc.
F3 Equitable Holdings, Inc. beneficially owns directly 53,780,230 AB Capital Units and beneficially owns indirectly 74,406,933 AB Capital Units beneficially owned directly by Alpha Units Holdings, Inc. and 41,934,582 AB Capital Units beneficially owned directly by Alpha Units Holding II, Inc. Alpha Units Holdings, Inc and Alpha Units Holding II, Inc. are each wholly-owned subsidiaries of Equitable Holdings, Inc.