Equitable Holdings, Inc. - May 14, 2021 Form 4 Insider Report for ALLIANCEBERNSTEIN L.P. (NONE)

Role
10%+ Owner
Signature
/s/ Ralph Petruzzo, Vice President and Associate General Counsel
Stock symbol
NONE
Transactions as of
May 14, 2021
Transactions value $
$0
Form type
4
Date filed
5/14/2021, 04:16 PM
Next filing
Oct 20, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NONE Units Other +2.59M +1.54% 170M May 14, 2021 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Units representing assignments of beneficial ownership of limited partnership interests ("AB Capital Units") in AllianceBernstein L.P.
F2 On May 14, 2021, Equitable Financial Life Insurance Company of America distributed 2,587,472 AB Capital Units to its sole shareholder, Equitable Financial Services, LLC. Upon receipt of the 2,587,472 AB Capital Units, Equitable Financial Services, LLC distributed these AB Capital Units to its sole member, Equitable Holdings, Inc.
F3 Equitable Holdings, Inc. beneficially owns directly 53,780,230 AB Capital Units and beneficially owns indirectly 74,406,933 AB Capital Units beneficially owned directly by Alpha Units Holdings, Inc. and 41,934,582 AB Capital Units beneficially owned directly by Alpha Units Holding II, Inc. Alpha Units Holdings, Inc and Alpha Units Holding II, Inc. are each wholly-owned subsidiaries of Equitable Holdings, Inc.