John Edward Hanson - 07 May 2021 Form 4/A - Amendment Insider Report for CENTRAL GARDEN & PET CO (CENT)

Role
Senior Vice President
Signature
/s/John E. Hanson
Issuer symbol
CENT
Transactions as of
07 May 2021
Net transactions value
-$166,737
Form type
4/A - Amendment
Filing time
14 May 2021, 16:10:02 UTC
Date Of Original Report
11 May 2021
Next filing
11 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CENT Class A Common Stock Options Exercise $133,322 +4,782 +11% $27.88 49,892 07 May 2021 Direct
transaction CENT Class A Common Stock Tax liability $175,927 -3,281 -6.6% $53.62 46,611 07 May 2021 Direct F1, F2, F3
transaction CENT Class A Common Stock Options Exercise $150,060 +7,022 +15% $21.37 53,633 07 May 2021 Direct F3
transaction CENT Class A Common Stock Tax liability $228,421 -4,260 -7.9% $53.62 49,373 07 May 2021 Direct F1, F2, F3
transaction CENT Class A Common Stock Options Exercise $149,996 +5,263 +11% $28.50 54,636 07 May 2021 Direct F3
transaction CENT Class A Common Stock Tax liability $195,767 -3,651 -6.7% $53.62 50,985 07 May 2021 Direct F1, F2, F3
holding CENT Units 1,156 07 May 2021 By 401(k) Plan F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CENT Stock Option (Right to Buy) Options Exercise $0 -4,782 -67% $0.000000 2,392 07 May 2021 Class A Common Stock 4,782 $27.88 Direct F5, F6
transaction CENT Stock Option (Right to Buy) Options Exercise $0 -7,022 -25% $0.000000 21,068 07 May 2021 Class A Common Stock 7,022 $21.37 Direct F7
transaction CENT Stock Option (Right to Buy) Options Exercise $0 -5,263 -25% $0.000000 15,790 07 May 2021 Class A Common Stock 5,263 $28.50 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
F2 The purpose of this amendment to the Form 4 filed on May 11, 2021 with the U.S. Securities and Exchange Commission is to correct the number of shares of Class A Common Stock withheld by the Issuer in payment of the aggregate option exercise and withholding tax liability incurred upon the above-reported exercise of options.
F3 The purpose of this amendment to the Form 4 filed on May 11, 2021 with the U.S. Securities and Exchange Commission is to correct the number of shares of Class A Common Stock beneficially owned by Mr. Hanson following the Reported Transaction.
F4 The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.
F5 Options were granted on February 12, 2019, of which 4,782 have vested and are exercisable, and the remaining 2,392 shares shall be exercisable on August 12, 2021.
F6 The purpose of this amendment to the Form 4 filed on May 11, 2021 with the U.S. Securities and Exchange Commission is to correct the number of Stock Options (Right to Buy) of Class A Common Stock beneficially owned by Mr. Hanson following the Reported Transaction.
F7 Options were granted on August 4, 2019 and will vest and be exercisable as follows: 7,022 on August 4, 2020; 7,023 on August 4, 2021; 7,022 on August 4, 2022; and 7,023 on August 4, 2023.
F8 Options were granted on February 10, 2020 and shall vest and be exercisable in four annual increments of 25% beginning on February 10, 2021.