MCDANIEL RAYMOND W - 13 May 2021 Form 4 Insider Report for MOODYS CORP /DE/ (MCO)

Role
Director
Signature
John J. Goggins, by power of attorney for Raymond W. McDaniel
Issuer symbol
MCO
Transactions as of
13 May 2021
Net transactions value
-$6,456,279
Form type
4
Filing time
14 May 2021, 16:00:16 UTC
Previous filing
07 May 2021
Next filing
11 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCO Common Stock Options Exercise $2,071,482 +26,040 +15% $79.55 203,574 13 May 2021 Direct
transaction MCO Common Stock Sale $8,527,761 -26,040 -13% $327.49 177,534 13 May 2021 Direct F1
holding MCO Common Stock 29,226 13 May 2021 Trust I
holding MCO Common Stock 25,000 13 May 2021 Trust II
holding MCO Common Stock 1,617 13 May 2021 401-K F2
holding MCO Common Stock 2,000 13 May 2021 Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCO Employee Stock Options (right to buy) Options Exercise $0 -26,040 -100% $0.000000* 0 13 May 2021 Common Stock 26,040 $79.55 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $327.33 to $328.09. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2 As of the last statement dated March 31, 2021.
F3 One fourth of the options vest each year beginning with the date indicated.