Mcdaniel Raymond W - May 13, 2021 Form 4 Insider Report for MOODYS CORP /DE/ (MCO)

Role
Director
Signature
John J. Goggins, by power of attorney for Raymond W. McDaniel
Stock symbol
MCO
Transactions as of
May 13, 2021
Transactions value $
-$6,456,279
Form type
4
Date filed
5/14/2021, 04:00 PM
Previous filing
May 7, 2021
Next filing
Jun 11, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCO Common Stock Options Exercise $2.07M +26K +14.67% $79.55 204K May 13, 2021 Direct
transaction MCO Common Stock Sale -$8.53M -26K -12.79% $327.49 178K May 13, 2021 Direct F1
holding MCO Common Stock 29.2K May 13, 2021 Trust I
holding MCO Common Stock 25K May 13, 2021 Trust II
holding MCO Common Stock 1.62K May 13, 2021 401-K F2
holding MCO Common Stock 2K May 13, 2021 Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCO Employee Stock Options (right to buy) Options Exercise $0 -26K -100% $0.00* 0 May 13, 2021 Common Stock 26K $79.55 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $327.33 to $328.09. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2 As of the last statement dated March 31, 2021.
F3 One fourth of the options vest each year beginning with the date indicated.