Key facts
- This page summarizes Hamilton E. James's Form 4 filing for Blackstone Group Inc (BX).
- 18 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 13 May 2021, 20:20.
Hamilton E. James - 12 May 2021 Form 4 Insider Report for Blackstone Group Inc (BX)
- Reporting relationship
- Executive Vice Chairman, Director
- Issuer ticker
- BX
- Reported as of
- 12 May 2021
- Net transaction value
- -$38,302,423
- SEC form
- 4
- Accepted by SEC
- 13 May 2021, 20:20:08 UTC
- Prior SEC filing
- 11 May 2021
- Next SEC filing
- 18 May 2021
- Source filing
- View source filing
- Reporting owner signature
- Tabea Hsi as Attorney-In-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Hamilton E. James filed Form 4 for Blackstone Group Inc (BX) on 13 May 2021.
Change
- Previous filing in this sequence was filed on 11 May 2021.
- Current net transaction value: -$38,302,423.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BX
transaction
Common Stock
Sale
- Transaction value
- $4,647,005
- Shares
- -55,105
- Change %
- -11%
- Price
- $84.33
- Shares after
- 442,615
- Date
- 12 May 2021
- Ownership
- Direct
- Footnotes
- F1
BX
transaction
Common Stock
Sale
- Transaction value
- $698,558
- Shares
- -8,200
- Change %
- -1.9%
- Price
- $85.19
- Shares after
- 434,415
- Date
- 12 May 2021
- Ownership
- Direct
- Footnotes
- F2
BX
transaction
Common Stock
Sale
- Transaction value
- $1,780,531
- Shares
- -20,608
- Change %
- -4.7%
- Price
- $86.40
- Shares after
- 413,807
- Date
- 12 May 2021
- Ownership
- Direct
- Footnotes
- F3
BX
transaction
Common Stock
Sale
- Transaction value
- $331,388
- Shares
- -3,806
- Change %
- -0.92%
- Price
- $87.07
- Shares after
- 410,001
- Date
- 12 May 2021
- Ownership
- Direct
- Footnotes
- F4
BX
transaction
Common Stock
Sale
- Transaction value
- $5,322,066
- Shares
- -63,110
- Change %
- -11%
- Price
- $84.33
- Shares after
- 509,648
- Date
- 12 May 2021
- Ownership
- See footnote
- Footnotes
- F5, F6
BX
transaction
Common Stock
Sale
- Transaction value
- $810,393
- Shares
- -9,515
- Change %
- -1.9%
- Price
- $85.17
- Shares after
- 500,133
- Date
- 12 May 2021
- Ownership
- See footnote
- Footnotes
- F6, F7
BX
transaction
Common Stock
Sale
- Transaction value
- $2,054,613
- Shares
- -23,783
- Change %
- -4.8%
- Price
- $86.39
- Shares after
- 476,350
- Date
- 12 May 2021
- Ownership
- See footnote
- Footnotes
- F6, F8
BX
transaction
Common Stock
Sale
- Transaction value
- $389,248
- Shares
- -4,470
- Change %
- -0.94%
- Price
- $87.08
- Shares after
- 471,880
- Date
- 12 May 2021
- Ownership
- See footnote
- Footnotes
- F6, F9
BX
transaction
Common Stock
Sale
- Transaction value
- $3,266,944
- Shares
- -38,740
- Change %
- -11%
- Price
- $84.33
- Shares after
- 308,992
- Date
- 12 May 2021
- Ownership
- See footnote
- Footnotes
- F10, F11
BX
transaction
Common Stock
Sale
- Transaction value
- $478,909
- Shares
- -5,621
- Change %
- -1.8%
- Price
- $85.20
- Shares after
- 303,371
- Date
- 12 May 2021
- Ownership
- See footnote
- Footnotes
- F11, F12
BX
transaction
Common Stock
Sale
- Transaction value
- $1,247,644
- Shares
- -14,442
- Change %
- -4.8%
- Price
- $86.39
- Shares after
- 288,929
- Date
- 12 May 2021
- Ownership
- See footnote
- Footnotes
- F11, F13
BX
transaction
Common Stock
Sale
- Transaction value
- $226,304
- Shares
- -2,600
- Change %
- -0.9%
- Price
- $87.04
- Shares after
- 286,329
- Date
- 12 May 2021
- Ownership
- See footnote
- Footnotes
- F11, F14
BX
transaction
Common Stock
Sale
- Transaction value
- $5,412,500
- Shares
- -63,527
- Change %
- -15%
- Price
- $85.20
- Shares after
- 346,474
- Date
- 13 May 2021
- Ownership
- Direct
- Footnotes
- F15
BX
transaction
Common Stock
Sale
- Transaction value
- $569,468
- Shares
- -6,648
- Change %
- -1.9%
- Price
- $85.66
- Shares after
- 339,826
- Date
- 13 May 2021
- Ownership
- Direct
- Footnotes
- F16
BX
transaction
Common Stock
Sale
- Transaction value
- $6,244,990
- Shares
- -73,298
- Change %
- -16%
- Price
- $85.20
- Shares after
- 398,582
- Date
- 13 May 2021
- Ownership
- See footnote
- Footnotes
- F6, F17
BX
transaction
Common Stock
Sale
- Transaction value
- $634,227
- Shares
- -7,404
- Change %
- -1.9%
- Price
- $85.66
- Shares after
- 391,178
- Date
- 13 May 2021
- Ownership
- See footnote
- Footnotes
- F6, F18
BX
transaction
Common Stock
Sale
- Transaction value
- $3,840,500
- Shares
- -45,071
- Change %
- -16%
- Price
- $85.21
- Shares after
- 241,258
- Date
- 13 May 2021
- Ownership
- See footnote
- Footnotes
- F11, F19
BX
transaction
Common Stock
Sale
- Transaction value
- $347,135
- Shares
- -4,052
- Change %
- -1.7%
- Price
- $85.67
- Shares after
- 237,206
- Date
- 13 May 2021
- Ownership
- See footnote
- Footnotes
- F11, F20
BX
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 20,497
- Date
- 12 May 2021
- Ownership
- See footnote
- Footnotes
- F21
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 21 footnotes
Footnote F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.78 to $84.75, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Footnote F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.78 to $85.74, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Footnote F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.78 to $86.77, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Footnote F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.83 to $87.29, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Footnote F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.76 to $84.75 inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Footnote F6
These securities are held in a trust for the benefit of the Reporting Person's children (the Children's Trust), of which the Reporting Person is a trustee, but the Reporting Person does not have or share investment control with respect to the units.
Footnote F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.76 to $85.75, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Footnote F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.77 to $86.74, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Footnote F9
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.90 to $87.29, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Footnote F10
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.79 to $84.78, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Footnote F11
These securities are held in a trust for the benefit of the Reporting Person's grandchildren (the Grandchildren's Trust), of which the Reporting Person is a trustee.
Footnote F12
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.80 to $85.77, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Footnote F13
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.79 to $86.74, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Footnote F14
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.90 to $87.20, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Footnote F15
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.59 to $85.58, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Footnote F16
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.59 to $85.73, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Footnote F17
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.60 to $85.59, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Footnote F18
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.60 to $85.74, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Footnote F19
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.62 to $85.61, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Footnote F20
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.62 to $85.72, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Footnote F21
These securities are held in a limited liability company beneficially owned by the Reporting Person, his spouse and a trust for the benefit of the Reporting Person's children.
SEC remarks
The Reporting Person disclaims beneficial ownership of the securities reported on this form except to the extent of his pecuniary interest.