Ray W. Washburne - May 11, 2021 Form 4 Insider Report for Energy Transfer LP (ET)

Role
Director
Signature
Peggy J. Harrison, Attorney-in-fact for Mr. Washburne
Stock symbol
ET
Transactions as of
May 11, 2021
Transactions value $
$1,905,300
Form type
4
Date filed
5/13/2021, 05:59 PM
Next filing
Aug 23, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ET Common Units Purchase $953K +100K $9.53 100K May 11, 2021 By: Washburne M Crowd Trust F3, F4
transaction ET Common Units Purchase $952K +100K +100% $9.52 200K May 11, 2021 By: Norlands LP F3, F5
holding ET Common Units 124K May 11, 2021 Direct
holding ET Common Units 2.09K May 11, 2021 By: Spouse
holding ET Common Units 10K May 11, 2021 By: Gillon Irrevocable Trust Mary M Washburne UAD 08/19/99 F1
holding ET Common Units 5K May 11, 2021 By: Gillon Irrevocable Trust Andrew V Washburne UAD 08/19/99 F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ET Phantom Units 2.5K May 11, 2021 Common Units 2.5K Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported units are owned directly by Gillon Irrevocable Trust Mary M Washburne UAD 08/19/99, a family trust of which Mr. Washburne is the trustee. Mr. Washburne disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
F2 The reported units are owned directly by Gillon Irrevocable Trust Andrew V Washburne UAD 08/19/99, a family trust of which Mr. Washburne is the trustee. Mr. Washburne disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
F3 The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $9.48 to $9.56, inclusive. The reporting person undertakes to provide to ET, any security holder of ET, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range.
F4 The reported units are owned directly by Washburne M Crowd Trust, a family trust of which Mr. Washburne is the trustee. Mr. Washburne disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
F5 The reported units are owned directly by Norland LP, a limited partnership indirectly owned and managed by Mr. Washburne. Mr. Washburne disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
F6 An award of phantom units granted under the Amended and Restated Energy Transfer LP Long-Term Incentive Plan, generally contingent upon the reporting person's continued service on the Board of the general partner of the Partnership on each applicable vesting date.