Kevin Alan Geisner - 06 May 2021 Form 3 Insider Report for RITCHIE BROS AUCTIONEERS INC (RBA)

Role
Chief Strategy Officer
Signature
/s/ Maria Teresa Punsalan as attorney-in-fact for Kevin Alan Geisner.
Issuer symbol
RBA
Transactions as of
06 May 2021
Net transactions value
$0
Form type
3
Filing time
13 May 2021, 13:58:47 UTC
Next filing
16 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RBA Common Shares 24 06 May 2021 Direct
holding RBA Common Shares 142 06 May 2021 Employee Stock Purchase Plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RBA Employee Stock Option (Right to Buy) 06 May 2021 Common Shares 20,604 $57.47 Direct F2, F3
holding RBA Employee Stock Option (Right to Buy) 06 May 2021 Common Shares 21,307 $54.83 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes all Employee Stock Purchase Plan purchases through May 13, 2021.
F2 The option was granted on August 11, 2020 and vests equally in three equal annual installments beginning March 4, 2021.
F3 Date of expiration is reflected above; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the person, the expiry date for the option will be the last day of such five business day period.
F4 The option was granted on February 25, 2021 and vests equally in three equal annual installments beginning February 24, 2022.

Remarks:

Exhibit 24.1 POWER OF ATTORNEY