Karen A. Kalita - May 10, 2021 Form 4 Insider Report for CABOT CORP (CBT)

Role
SVP and General Counsel
Signature
By: Jennifer Lombardi, pursuant to a power of attorney from Karen A. Kalita
Stock symbol
CBT
Transactions as of
May 10, 2021
Transactions value $
-$98,987
Form type
4
Date filed
5/12/2021, 05:47 PM
Next filing
Jun 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CBT Common Stock Options Exercise $281K +6.86K +46.29% $40.91 21.7K May 10, 2021 Direct
transaction CBT Common Stock Sale -$347K -5.53K -25.51% $62.72 16.2K May 10, 2021 Direct F1
transaction CBT Common Stock Options Exercise $296K +5.9K +36.51% $50.23 22.1K May 10, 2021 Direct
transaction CBT Common Stock Sale -$329K -5.22K -23.69% $62.97 16.8K May 10, 2021 Direct F2
holding CBT Common Stock 540 May 10, 2021 Through the Trustee for the Corporation's 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CBT Stock Options Options Exercise $0 +6.86K $0.00 4.58K May 10, 2021 Common Stock 6.86K $40.91 Direct F3
transaction CBT Stock Options Options Exercise $0 +5.9K +74.98% $0.00 13.8K May 10, 2021 Common Stock 5.9K $50.23 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of shares sold to cover stock option exercise price and taxes due upon exercise of such stock options; balance of shares issued upon exercise of stock options were held. The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $62.67 to $62.74, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.
F2 Consists of shares sold to cover stock option exercise price and taxes due upon exercise of such stock options; balance of shares issued upon exercise of stock options were held. The price reported is a weighted average sale price. The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $62.92 to $62.99, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.
F3 11,437 shares were subject to the option. The option vests over a three year period as follows: 30% on November 9, 2019, 30% on November 9, 2020 and 40% on November 9, 2021.
F4 19,662 shares were subject to the option. The option vests over a three year period as follows: 30% on November 8, 2020, 30% on November 8, 2021 and 40% on November 8, 2022.