Karen A. Kalita - 10 May 2021 Form 4 Insider Report for CABOT CORP (CBT)

Role
SVP and General Counsel
Signature
By: Jennifer Lombardi, pursuant to a power of attorney from Karen A. Kalita
Issuer symbol
CBT
Transactions as of
10 May 2021
Net transactions value
-$98,987
Form type
4
Filing time
12 May 2021, 17:47:57 UTC
Next filing
14 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CBT Common Stock Options Exercise $280,724 +6,862 +46% $40.91 21,687 10 May 2021 Direct
transaction CBT Common Stock Sale $347,013 -5,533 -26% $62.72 16,154 10 May 2021 Direct F1
transaction CBT Common Stock Options Exercise $296,257 +5,898 +37% $50.23 22,052 10 May 2021 Direct
transaction CBT Common Stock Sale $328,955 -5,224 -24% $62.97 16,828 10 May 2021 Direct F2
holding CBT Common Stock 540 10 May 2021 Through the Trustee for the Corporation's 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CBT Stock Options Options Exercise $0 +6,862 $0.000000 4,575 10 May 2021 Common Stock 6,862 $40.91 Direct F3
transaction CBT Stock Options Options Exercise $0 +5,898 +75% $0.000000 13,764 10 May 2021 Common Stock 5,898 $50.23 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of shares sold to cover stock option exercise price and taxes due upon exercise of such stock options; balance of shares issued upon exercise of stock options were held. The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $62.67 to $62.74, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.
F2 Consists of shares sold to cover stock option exercise price and taxes due upon exercise of such stock options; balance of shares issued upon exercise of stock options were held. The price reported is a weighted average sale price. The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $62.92 to $62.99, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.
F3 11,437 shares were subject to the option. The option vests over a three year period as follows: 30% on November 9, 2019, 30% on November 9, 2020 and 40% on November 9, 2021.
F4 19,662 shares were subject to the option. The option vests over a three year period as follows: 30% on November 8, 2020, 30% on November 8, 2021 and 40% on November 8, 2022.