Kevin Burke - 12 May 2021 Form 4 Insider Report for HONEYWELL INTERNATIONAL INC (HON)

Role
Director
Signature
Su Ping Lu for Kevin Burke
Issuer symbol
HON
Transactions as of
12 May 2021
Net transactions value
-$48,720
Form type
4
Filing time
12 May 2021, 17:32:00 UTC
Next filing
25 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HON Common Stock Options Exercise $43,069 +768 +3.7% $56.08 21,630 12 May 2021 Direct F1, F2
transaction HON Common Stock Tax liability $91,789 -405 -1.9% $226.64 21,225 12 May 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HON Stock Option (Right to Buy) Options Exercise $0 -768 -33% $0.000000 1,536 12 May 2021 Common Stock 768 $56.08 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2 Adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.
F3 The stock options were granted under the 2006 Stock Plan for Non-Employee Directors and vested in four equal annual installments, with the first installment vesting on April 1, 2013.