David Portnoy - May 10, 2021 Form 4 Insider Report for CRYO CELL INTERNATIONAL INC (CCEL)

Role
Chairman, Co-CEO, Director
Signature
/s/ David Portnoy
Stock symbol
CCEL
Transactions as of
May 10, 2021
Transactions value $
$14,412
Form type
4
Date filed
5/12/2021, 05:00 PM
Next filing
May 18, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CCEL Common Stock Purchase $3.86K +457 +0.47% $8.45 97.2K May 10, 2021 By 401K
transaction CCEL Common Stock Purchase $858 +100 +0.02% $8.58 512K May 11, 2021 Direct
transaction CCEL Common Stock Purchase $842 +100 +0.02% $8.42 512K May 12, 2021 Direct
transaction CCEL Common Stock Purchase $8.85K +1K +0.2% $8.85 513K May 12, 2021 Direct
holding CCEL Common Stock 103K May 10, 2021 By Spouse
holding CCEL Common Stock 153K May 10, 2021 By Corporation F1
holding CCEL Common Stock 15.6K May 10, 2021 as Custodian for Daughter
holding CCEL Common Stock 9.97K May 10, 2021 As Custodian for Son F2
holding CCEL Common Stock 59K May 10, 2021 By LLC
holding CCEL Common Stock 199K May 10, 2021 By IRA
holding CCEL Common Stock 55.2K May 10, 2021 By Corporation
holding CCEL Common Stock 11.3K May 10, 2021 As Custodian for Son
holding CCEL Common Stock 11.2K May 10, 2021 As Custodian for Son
holding CCEL Common Stock 10.8K May 10, 2021 As Custodian for Son
holding CCEL Common Stock 9.12K May 10, 2021 As Custodian for Daughter

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CCEL Stock Option 200K May 10, 2021 Common Stock 200K $1.72 Direct
holding CCEL Stock Option 100K May 10, 2021 Common Stock 100K $2.90 Direct
holding CCEL Stock Option 70.3K May 10, 2021 Common Stock 70.3K $3.14 Direct F3
holding CCEL Stock Option 23.6K May 10, 2021 Common Stock 23.6K $7.92 Direct F4
holding CCEL Stock Option 26.2K May 10, 2021 Common Stock 26.2K $7.53 Direct F5
holding CCEL Stock Option 23.6K May 10, 2021 Common Stock 23.6K $7.28 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Common Stock held by Mayim Investment Limited Partnership as is David I. Portnoy my be deemed the beneficial owner as the managing member and owner of Mayim Management, LLC, which is the general partner of Mayim Management Limited Partnership, which is the general partner of Mayim Investment Limited Partnership.
F2 Shares of Common Stock held by uTIPu, Inc., as to which David I. Portnoy may be deemed the beneficial owner as the Chairman of the Board and Secretary.
F3 Stock options vest 1/3 on the date of grant, 1/3 on December 1, 2016 and 1/3 on December 1, 2017.
F4 Stock Options will vest 1/3 on the date of grant, 1/3 on December 1, 2018 and 1/3 on December 1, 2019.
F5 Stock options will vest 1/3 on the date of grant, 1/3 on December 1, 2019 and 1/3 on December 1, 2020.
F6 Stock options will vest 1/3 on the date of grant, 1/3 on December 1, 2020 and 1/3 on December 1, 2021.