Matthew Francis Pine - May 7, 2021 Form 4 Insider Report for Xylem Inc. (XYL)

Signature
/s/ Kimberly Rehm, by power of attorney for Matthew F. Pine
Stock symbol
XYL
Transactions as of
May 7, 2021
Transactions value $
-$1,034,902
Form type
4
Date filed
5/11/2021, 06:54 PM
Next filing
May 13, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XYL Common Stock Tax liability -$713K -5.97K -11.09% $119.34 47.9K May 7, 2021 Direct F1
transaction XYL Common Stock Options Exercise $229K +3.6K +7.53% $63.55 51.5K May 7, 2021 Direct
transaction XYL Common Stock Sale -$428K -3.6K -7% $118.87 47.9K May 7, 2021 Direct F2, F3
transaction XYL Common Stock Sale -$123K -1.03K -2.16% $118.78 46.8K May 7, 2021 Direct F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction XYL Stock Options (Right to Buy) Disposed to Issuer $0 -3.6K -16.5% $0.00 18.2K May 7, 2021 Common 3.6K $63.55 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the withholding of common stock to pay the tax liability incident to the vesting of restricted stock units granted on May 7, 2020 under the Xylem 2011 Omnibus Incentive Plan
F2 The sale was made pursuant to a 10b5-1 plan adopted by the reporting person on March 15, 2021.
F3 This price represents the weighted average price per share of common stock (each, a "Share") of Xylem Inc. (the "Issuer"). 1,583 Shares were executed at a range of prices from $118.05 to $118.67. 2,021 shares were executed at a range of prices from $119.06 to $119.45. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F4 This price represents the weighted average price per share of common stock (each, a "Share") of Xylem Inc. (the "Issuer"). 505 Shares were executed at a range of prices from $117.99 to $118.46. 529 shares were executed at a range of prices from $119.11 to $119.33. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F5 The May 7, 2020 stock option grant is scheduled to vest in one third increments on February 27, 2021, February 27, 2022 and February 27, 2023