John B. Berding - May 6, 2021 Form 4 Insider Report for AMERICAN FINANCIAL GROUP INC (AFG)

Role
President of Subsidiary, Director
Signature
John B. Berding by: Karl J. Grafe, as Attorney-in-Fact
Stock symbol
AFG
Transactions as of
May 6, 2021
Transactions value $
-$1,075,931
Form type
4
Date filed
5/10/2021, 04:24 PM
Next filing
Jun 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AFG Common Stock Options Exercise $167K +4.38K +12.95% $38.11 38.2K May 6, 2021 Direct
transaction AFG Common Stock Sale -$559K -4.38K -11.47% $127.71 33.8K May 6, 2021 Direct F1
transaction AFG Common Stock Options Exercise $176K +4K +11.84% $44.01 37.8K May 6, 2021 Direct
transaction AFG Common Stock Sale -$511K -4K -10.58% $127.71 33.8K May 6, 2021 Direct F1
transaction AFG Common Stock Options Exercise $88K +2K +5.92% $44.01 35.8K May 7, 2021 Direct
transaction AFG Common Stock Sale -$258K -2K -5.59% $128.75 33.8K May 7, 2021 Direct
holding AFG Common Stock 233 May 6, 2021 By Trust
holding AFG Common Stock 14.1K May 6, 2021 Irrev Children's Trust
holding AFG Common Stock 4.16K May 6, 2021 ESPP F2
holding AFG Common Stock 19.7K May 6, 2021 RASP 401(k) F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AFG Stock Option Exercise Options Exercise $0 -4.38K -100% $0.00* 0 May 6, 2021 Common Stock 4.38K $38.11 Direct F4
transaction AFG Stock Option Exercise Options Exercise $0 -4K -14.43% $0.00 23.7K May 6, 2021 Common Stock 4K $44.01 Direct F4
transaction AFG Stock Option Exercise Options Exercise $0 -2K -8.43% $0.00 21.7K May 7, 2021 Common Stock 2K $44.01 Direct F4
transaction AFG Phantom Stock Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities -$180K -1.39K -30.03% $128.70 3.25K May 7, 2021 Common Stock 1.39K Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.41 to $128.09, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F2 Shares owned by the reporting Person in the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reporting herein is based on a plan statement dated as of 12/31/2020.
F3 Represents amounts held by Reporting Person in a retirement plan of the Issuer based on a statement dated 12/31/2020.
F4 These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.
F5 Each share of phantom stock is the economic equivalent of one share of AFG common stock. Shares of phantom stock are held in a retirement plan of the issuer and are payable in cash following the reporting person's termination of employment with AFG.