John B. Berding - 06 May 2021 Form 4 Insider Report for AMERICAN FINANCIAL GROUP INC (AFG)

Reporting relationship: President of Subsidiary, Director
Issuer ticker: AFG
Reported as of: 06 May 2021
Net transaction value: -$1,075,931
SEC form: 4
Accepted by SEC: 10 May 2021, 16:24:53 UTC
Next SEC filing: 01 Jun 2021
Source filing: View source filing
Reporting owner signature: John B. Berding by: Karl J. Grafe, as Attorney-in-Fact

Key filing fact

John B. Berding filed Form 4 for AMERICAN FINANCIAL GROUP INC (AFG) on 10 May 2021.

Key facts

This page summarizes John B. Berding's Form 4 filing for AMERICAN FINANCIAL GROUP INC (AFG).
10 reported transactions and 4 derivative rows are listed below.
Accepted by SEC: 10 May 2021, 16:24.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: -$1,075,931.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AFG transaction

Common Stock

Options Exercise

Transaction value: $166,807
Shares: +4,377
Change %: +13%
Price: $38.11
Shares after: 38,171
Date: 06 May 2021
Ownership: Direct

AFG transaction

Common Stock

Sale

Transaction value: $558,967
Shares: -4,377
Change %: -11%
Price: $127.71
Shares after: 33,794
Date: 06 May 2021
Ownership: Direct
Footnotes: F1

AFG transaction

Common Stock

Options Exercise

Transaction value: $176,040
Shares: +4,000
Change %: +12%
Price: $44.01
Shares after: 37,794
Date: 06 May 2021
Ownership: Direct

AFG transaction

Common Stock

Sale

Transaction value: $510,822
Shares: -4,000
Change %: -11%
Price: $127.71
Shares after: 33,794
Date: 06 May 2021
Ownership: Direct
Footnotes: F1

AFG transaction

Common Stock

Options Exercise

Transaction value: $88,020
Shares: +2,000
Change %: +5.9%
Price: $44.01
Shares after: 35,794
Date: 07 May 2021
Ownership: Direct

AFG transaction

Common Stock

Sale

Transaction value: $257,500
Shares: -2,000
Change %: -5.6%
Price: $128.75
Shares after: 33,794
Date: 07 May 2021
Ownership: Direct

AFG holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 233
Date: 06 May 2021
Ownership: By Trust

AFG holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 14,064
Date: 06 May 2021
Ownership: Irrev Children's Trust

AFG holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 4,162
Date: 06 May 2021
Ownership: ESPP
Footnotes: F2

AFG holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 19,741
Date: 06 May 2021
Ownership: RASP 401(k)
Footnotes: F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AFG transaction Derivative

Stock Option Exercise

Options Exercise

Transaction value: $0
Shares: -4,377
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 06 May 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 4,377
Exercise price: $38.11
Footnotes: F4

AFG transaction Derivative

Stock Option Exercise

Options Exercise

Transaction value: $0
Shares: -4,000
Change %: -14%
Price: $0.000000
Shares after: 23,728
Date: 06 May 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 4,000
Exercise price: $44.01
Footnotes: F4

AFG transaction Derivative

Stock Option Exercise

Options Exercise

Transaction value: $0
Shares: -2,000
Change %: -8.4%
Price: $0.000000
Shares after: 21,728
Date: 07 May 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,000
Exercise price: $44.01
Footnotes: F4

AFG transaction Derivative

Phantom Stock

Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities

Transaction value: $179,509
Shares: -1,395
Change %: -30%
Price: $128.70
Shares after: 3,250
Date: 07 May 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,395
Exercise price
Footnotes: F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.41 to $128.09, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Footnote F2

Shares owned by the reporting Person in the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reporting herein is based on a plan statement dated as of 12/31/2020.

Footnote F3

Represents amounts held by Reporting Person in a retirement plan of the Issuer based on a statement dated 12/31/2020.

Footnote F4

These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.

Footnote F5

Each share of phantom stock is the economic equivalent of one share of AFG common stock. Shares of phantom stock are held in a retirement plan of the issuer and are payable in cash following the reporting person's termination of employment with AFG.