JOHN VIERLING - 06 May 2021 Form 4 Insider Report for Athenex, Inc.

Role
Director
Signature
/s/Teresa Bair, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
06 May 2021
Net transactions value
+$7,988
Form type
4
Filing time
10 May 2021, 16:19:54 UTC
Next filing
05 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATNXQ Common Stock Purchase $1,125 +250 +7.1% $4.50* 3,750 07 May 2021 Direct
transaction ATNXQ Common Stock Purchase $6,863 +1,700 +94% $4.04* 3,500 06 May 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ATNXQ Stock Option (Right to Buy) 10,000 06 May 2021 Common Stock 10,000 $12.06 Direct F2
holding ATNXQ Stock Option (Right to Buy) 2,500 06 May 2021 Common Stock 2,500 $11.49 Direct F3
holding ATNXQ Stock Option (Right to Buy) 12,500 06 May 2021 Common Stock 12,500 $12.45 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades ranging from $4.030 to $4.0399, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected.
F2 This option vests in four equal annual installments beginning on April 1, 2020.
F3 This option vests in four equal annual installments beginning on April 3, 2020.
F4 This option vests in four equal annual installments beginning on June 5, 2021.