Key facts
- This page summarizes Hamilton E. James's Form 4 filing for Blackstone Group Inc (BX).
- 13 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 07 May 2021, 21:43.
Hamilton E. James - 05 May 2021 Form 4 Insider Report for Blackstone Group Inc (BX)
- Reporting relationship
- Executive Vice Chairman, Director
- Issuer ticker
- BX
- Reported as of
- 05 May 2021
- Net transaction value
- -$77,961,942
- SEC form
- 4
- Accepted by SEC
- 07 May 2021, 21:43:31 UTC
- Next SEC filing
- 11 May 2021
- Source filing
- View source filing
- Reporting owner signature
- Tabea Hsi as Attorney-In-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Hamilton E. James filed Form 4 for Blackstone Group Inc (BX) on 07 May 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$77,961,942.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BX
transaction
Common Stock
Sale
- Transaction value
- $6,974,178
- Shares
- -78,947
- Change %
- -7.9%
- Price
- $88.34
- Shares after
- 921,053
- Date
- 05 May 2021
- Ownership
- Direct
- Footnotes
- F1
BX
transaction
Common Stock
Sale
- Transaction value
- $8,020,389
- Shares
- -90,790
- Change %
- -7.9%
- Price
- $88.34
- Shares after
- 1,059,210
- Date
- 05 May 2021
- Ownership
- See footnote
- Footnotes
- F1, F2
BX
transaction
Common Stock
Sale
- Transaction value
- $4,881,933
- Shares
- -55,263
- Change %
- -7.9%
- Price
- $88.34
- Shares after
- 644,737
- Date
- 05 May 2021
- Ownership
- See footnote
- Footnotes
- F1, F3
BX
transaction
Common Stock
Sale
- Transaction value
- $6,968,012
- Shares
- -79,254
- Change %
- -8.6%
- Price
- $87.92
- Shares after
- 841,799
- Date
- 06 May 2021
- Ownership
- Direct
- Footnotes
- F4
BX
transaction
Common Stock
Sale
- Transaction value
- $747,294
- Shares
- -8,466
- Change %
- -1%
- Price
- $88.27
- Shares after
- 833,333
- Date
- 06 May 2021
- Ownership
- Direct
- Footnotes
- F5
BX
transaction
Common Stock
Sale
- Transaction value
- $8,022,788
- Shares
- -91,251
- Change %
- -8.6%
- Price
- $87.92
- Shares after
- 967,959
- Date
- 06 May 2021
- Ownership
- See footnote
- Footnotes
- F2, F4
BX
transaction
Common Stock
Sale
- Transaction value
- $849,687
- Shares
- -9,626
- Change %
- -0.99%
- Price
- $88.27
- Shares after
- 958,333
- Date
- 06 May 2021
- Ownership
- See footnote
- Footnotes
- F2, F6
BX
transaction
Common Stock
Sale
- Transaction value
- $4,864,174
- Shares
- -55,325
- Change %
- -8.6%
- Price
- $87.92
- Shares after
- 589,412
- Date
- 06 May 2021
- Ownership
- See footnote
- Footnotes
- F3, F4
BX
transaction
Common Stock
Sale
- Transaction value
- $536,505
- Shares
- -6,078
- Change %
- -1%
- Price
- $88.27
- Shares after
- 583,334
- Date
- 06 May 2021
- Ownership
- See footnote
- Footnotes
- F3, F6
BX
transaction
Common Stock
Sale
- Transaction value
- $12,665,274
- Shares
- -140,351
- Change %
- -17%
- Price
- $90.24
- Shares after
- 692,982
- Date
- 07 May 2021
- Ownership
- Direct
- Footnotes
- F7
BX
transaction
Common Stock
Sale
- Transaction value
- $14,565,097
- Shares
- -161,404
- Change %
- -17%
- Price
- $90.24
- Shares after
- 796,929
- Date
- 07 May 2021
- Ownership
- See footnote
- Footnotes
- F2, F8
BX
transaction
Common Stock
Sale
- Transaction value
- $8,866,611
- Shares
- -98,245
- Change %
- -17%
- Price
- $90.25
- Shares after
- 485,089
- Date
- 07 May 2021
- Ownership
- See footnote
- Footnotes
- F3, F9
BX
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 20,497
- Date
- 05 May 2021
- Ownership
- See footnote
- Footnotes
- F10
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
BX
transaction
Derivative
Blackstone Holdings partnership units
Gift
- Transaction value
- Shares
- -1,000,000
- Change %
- -5.3%
- Price
- Shares after
- 17,723,093
- Date
- 30 Apr 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,000,000
- Exercise price
- Footnotes
- F11, F12
BX
holding
Derivative
Blackstone Holdings partnership units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,507,207
- Date
- 05 May 2021
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 4,507,207
- Exercise price
- Footnotes
- F2, F11
BX
holding
Derivative
Blackstone Holdings partnership units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,800,000
- Date
- 05 May 2021
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 2,800,000
- Exercise price
- Footnotes
- F3, F11
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 12 footnotes
Footnote F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.875 to $88.61, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Footnote F2
These securities are held in a trust for the benefit of the Reporting Person's children (the Children's Trust), of which the Reporting Person is a trustee, but the Reporting Person does not have or share investment control with respect to the units.
Footnote F3
These securities are held in a trust for the benefit of the Reporting Person's grandchildren (the Grandchildren's Trust), of which the Reporting Person is a trustee.
Footnote F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.24 to $88.23, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Footnote F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.24 to $88.34, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Footnote F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.24 to $88.33, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Footnote F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.99 to $90.58, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Footnote F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.99 to $90.57, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Footnote F9
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.03 to $90.56, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Footnote F10
These securities are held in a limited liability company beneficially owned by the Reporting Person, his spouse and a trust for the benefit of the Reporting Person's children.
Footnote F11
A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of The Blackstone Group Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.
Footnote F12
The Reporting Person donated 1,000,000 Blackstone Holdings partnership units to a charitable foundation.
SEC remarks
The Reporting Person disclaims beneficial ownership of the securities reported on this form except to the extent of his pecuniary interest.